Jeffrey Roberto has been an investment adviser representative at Aventine Financial Group since August 2025, and is not listed among the firm’s executive officers or direct owners. Jeffrey Roberto holds an MBA from Dowling College, a BA in Economics from SUNY Cortland and a Certificate Program in Financial Planning from Long Island University.
Aventine Financial Group LLC is a Doylestown, PA firm with $153M under management, 133 clients and 3 advisers in one office, as of its March 2026 filing.
Jeffrey Roberto is Senior Wealth Advisor of Aventine Financial Group LLC. He helps clients and their families develop financial strategies for life's key transitions, including the loss of a spouse, divorce, and retirement. He has more than 31 years of experience.
Jeffrey Roberto’s longest registration is the current one, 1 year at Aventine Financial Group since 2025. Before joining Aventine Financial Group in 2025, Jeffrey Roberto was registered through Fisher Investments and Ruggiero Investments.
- Aventine Financial GroupCurrent– present · 1 yearPort Jefferson Station, NY · Adviser representative · Firm CRD 292390
- Fisher Investments– · under a yearTampa, FL · Adviser representative · Firm CRD 107342
- Ruggiero Investments– · under a yearwest palm beach, FL · Adviser representative · Firm CRD 169180
- Trajan Wealth, L.L.C.– · under a yearPort St Lucie, FL · Adviser representative · Firm CRD 158847
- Castle Wealth Management– · under a yearWest Palm Beach, FL · Adviser representative · Firm CRD 118364
- Ameriprise Financial Services, Inc.– · under a yearMelville, NY · Adviser representative · Firm CRD 6363
- LPL Financial LLC– · under a yearRiverhead, NY · Adviser representative · Firm CRD 6413
- TD Ameritrade Investment Management, LLC– · under a yearMelville, NY · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · under a yearMelville, NY · Adviser representative · Firm CRD 7870
Professional designations
Listed by Aventine Financial Group
- CERTIFIED FINANCIAL PLANNER™
Investment adviser representative registrations
Jeffrey Roberto is registered as an investment adviser representative in 2 states. Each was approved in August 2025.
- New YorkSince 27 August 2025
- PennsylvaniaSince 27 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 September 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 August 2006 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 16 November 1998 |
| Series 3 | National Commodity Futures Examination | 7 January 1995 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 August 1994 |
| Series 7 | General Securities Representative Examination | 14 October 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- National Commodity Futures Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeffrey Charles Roberto
- CRD
- 2387704
- Firm
- Aventine Financial Group · CRD 292390
- Office
- Port Jefferson Station, NY
- Registration
- Investment adviser registration
- In the industry since
- March 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- aventinefg.com
Where does Jeffrey Roberto work?
Jeffrey Roberto is an investment adviser representative registered through Aventine Financial Group LLC since August 2025, and is not listed among the firm’s executive officers or direct owners.
Is Jeffrey Roberto a financial advisor?
Yes. Jeffrey Roberto has a current investment-adviser registration in New York and Pennsylvania, through Aventine Financial Group since August 2025.
How many years of experience does Jeffrey Roberto have?
Jeffrey Roberto has 23 years in the financial industry, since March 2003, across 9 adviser firms.
What exams has Jeffrey Roberto passed?
Jeffrey Roberto has passed 6 licensing exams: the Series 7, Series 65, Series 3, Series 8, Series 63 and Series 66. The earliest, the Series 7, was passed in October 1993. FINRA credited Jeffrey Roberto with the SIE, which began in October 2018.
Where did Jeffrey Roberto work before Aventine Financial Group?
Before Aventine Financial Group, Jeffrey Roberto was registered through Fisher Investments, November 2023 to November 2023; Ruggiero Investments, February 2023 to December 2023; Trajan Wealth, L.L.C., October 2022 to February 2023; Castle Wealth Management, January 2022 to September 2022; Ameriprise Financial Services, Inc., April 2018 to February 2019; LPL Financial LLC, January 2018 to April 2018; TD Ameritrade Investment Management, LLC, November 2016 to May 2017; TD Ameritrade, Inc., November 2016 to May 2017.
Where is Jeffrey Roberto based?
Jeffrey Roberto’s registered office is in Port Jefferson Station, NY.
Is Jeffrey Roberto registered with FINRA?
No. Jeffrey Roberto has no current broker registration.
Is Jeffrey Roberto a CFP?
Aventine Financial Group lists Jeffrey Roberto with the CFP credential (“CERTIFIED FINANCIAL PLANNER™”) on its website. CFP Board confirms certification status.
How can I verify Jeffrey Roberto’s record?
Search CRD 2387704 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Roberto’s full registration record.
