Aureum Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Aureum Wealth Management reports 91 clients. They include 47 individual clients, 42 high-net-worth individuals, and 2 corporations and other businesses. Of its assets, 100.0% ($151M across 248 accounts) are managed with discretion. It advised 4 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 52% | 8% |
| High-net-worth individuals | 46% | 92% |
| Corporations and other businesses | 2% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 47 | $11.7M | 7.8% | $249K |
| High-net-worth individuals | 42 | $138M | 92.0% | $3.3M |
| Corporations and other businesses | 2 | $347K | 0.2% | $174K |
| Total | 91 | $151M | 100% | $1.65M |
- Clients
- 47
- Regulatory AUM
- $11.7M
- AUM share
- 7.8%
- Avg. per client
- $249K
- Clients
- 42
- Regulatory AUM
- $138M
- AUM share
- 92.0%
- Avg. per client
- $3.3M
- Clients
- 2
- Regulatory AUM
- $347K
- AUM share
- 0.2%
- Avg. per client
- $174K
Total
- Clients
- 91
- Regulatory AUM
- $151M
- AUM share
- 100%
- Avg. per client
- $1.65M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 4
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Aureum Wealth Management charges 1.00%–1.90% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.90% |
| $1M–$5M | 1.40% |
| $5M and above | 1.00% |
Fee details and sources
Other fees
- Financial Planning Services
- Stand-alone financial planning is a negotiable fixed fee starting at $1,500 for a simple plan; plans needing more work are billed at $100 to $400 an hour.
The Fuoco Group Holdings, LLC owns 50% to 75% of Aureum Wealth Management and is in turn owned by Luigi Fuoco (75% or more). The leadership team of Aureum Wealth Management includes Chief Compliance Officer Cory Lyon. It has 4 employees, 3 of them in advisory roles.
Leadership
Cory LyonChief Compliance Officer/Investment Advisor Representative
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 3 in advisory functions
- 2 state-registered reps
- 1 soliciting firm
- Owns 50% to 75% of Aureum Wealth Management, LLC
The Fuoco Group Holdings, LLC
Control person · since June 2017
- Owns 75% or more of The Fuoco Group Holdings, LLC
Luigi Fuoco
Control person · since September 2015
- Owns 10% to 25% of Aureum Wealth Management, LLC
Cory Lyon
since March 2020
- Owns 10% to 25% of Aureum Wealth Management, LLC
Thomas Quealy
Control person · since January 2025
Aureum Wealth Management’s regulatory assets grew from $112M (July 2024) to $151M (April 2026); clients fell from 302 to 91 and employees from 5 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $151M | 91 | 4 | 2 |
| June 2025 | $154M | 503 | 5 | 3 |
| July 2024 | $112M | 302 | 5 | 2 |
Besides its headquarters, Aureum Wealth Management has 1 office, with 2 listed addresses in Florida and New York.
Florida · 1 listed address
- 772 US Highway One, Ste 100, North Palm BeachHQ
New York · 1 listed address
- 200 Parkway DR South, Ste 301, Hauppauge
Contact and registration details
- Legal name
- Aureum Wealth Management, LLC
- Headquarters
- 772 US Highway One, Ste 100, North Palm Beach, FL 33408
- Website
- aureumwealthmanagement.com
- Phone
- 561-209-1120
- SEC file
- 801-130362
- Structure
- Florida LLC
- Fiscal year end
- December
Aureum Wealth Management uses Charles Schwab ($151M) as custodian for its separately managed accounts. Aureum Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $151M100%
At year end, Aureum Wealth Management’s separately managed accounts were mostly in funds (81%) and bonds (13%). Its reported 13F holdings for the quarter ended 30 June 2026 total $161M across 62 positions; the largest are SPDR Series Trust (9.0%), SPDR Series Trust (8.4%) and iShares TR (8.2%).
What the accounts hold
- Stocks3%
- Funds81%
- Bonds13%
- U.S. government and agency bonds7%
- State and local bonds3%
- Investment grade corporate bonds3%
- Cash3%
Reported 13F holdings
- $161M
- Reported 13F value
- 62
- Positions
- 52.7%
- In the 10 largest
- +12.2%
- Value vs. prior quarter
- SPDR Series Trust · ST Str P500grw9.0%
- SPDR Series Trust · ST Str P500val8.4%
- iShares TR · Core MSCI Eafe8.2%
- iShares TR · Mbs ETF5.5%
- J P Morgan Exchange Traded F · Equity Premium4.1%
- iShares TR · Core High DV ETF3.8%
- World Gold TR · SPDR Gld Minis3.7%
- SPDR Series Trust · ST Str P500etf3.4%
- First TR Exchange-traded FD · Core Investment3.4%
- iShares TR · Core S&P Scp ETF3.2%
Together, the ten largest are 52.7% of reported value.
How many clients does Aureum Wealth Management have?
Aureum Wealth Management has 91 clients and manages $151 million for them, as of April 2026. They include 47 individual clients, 42 high-net-worth individuals, and 2 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 April 2026
What services does Aureum Wealth Management offer?
Aureum Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Aureum Wealth Management charge?
Aureum Wealth Management charges 1.00%–1.90% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Which custodians does Aureum Wealth Management use?
Aureum Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $151M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 April 2026
How many financial advisors does Aureum Wealth Management have?
Aureum Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Aureum Wealth Management invest in?
At the end of its last fiscal year, Aureum Wealth Management’s separately managed accounts held 81% registered funds (mutual funds, ETFs, BDCs), 7% U.S. government and agency bonds, 3% exchange-traded equities, 3% state and local bonds, 3% investment grade corporate bonds and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Aureum Wealth Management?
Aureum Wealth Management is owned through a holding company by Luigi Fuoco. Its direct owners are Cory Lyon (10% to 25%), the Fuoco Group Holdings, LLC (50% to 75%) and Thomas Quealy (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 17 April 2026
How does Aureum Wealth Management get paid?
Aureum Wealth Management is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Aureum Wealth Management?
Aureum Wealth Management’s main office is at 772 US Highway One, Ste 100, North Palm Beach, FL 33408. Its phone number is 561-209-1120. Its website is aureumwealthmanagement.com.