Cory Lyon has been Chief Compliance Officer/Investment Advisor Representative of Aureum Wealth Management since March 2020, is not listed as a control person, but directly owns between 10% and 25% of the firm. Cory Lyon holds a Bachelor of Arts from Florida State University.
Aureum Wealth Management, LLC is a North Palm Beach, FL firm with $151M under management, 91 clients and 3 advisers across 2 offices, as of its April 2026 filing.
Cory Lyon is Financial Advisor of Aureum Wealth Management. Lyon provides comprehensive financial planning and investment advisory services to the firm's clients, including high net worth individuals, corporate executives, trusts, and small pension plans.
Cory Lyon’s longest registration is the current one, 8 years at Aureum Wealth Management since 2017. Before joining Aureum Wealth Management in 2017, Cory Lyon was registered through Hewins Financial Advisors, LLC.
- – present · 8 yearsNorth Palm Beach, FL · Adviser representative · Firm CRD 272027
- Hewins Financial Advisors, LLC– · under a yearNorth Palm Beach, FL · Adviser representative · Firm CRD 109983
Investment adviser representative registrations
Cory Lyon is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2017; the most recent is Texas, in February 2021.
- FloridaSince 21 November 2017
- TexasResidentSince 2 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 November 2015 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 30 December 2014 |
| Series 7 | General Securities Representative Examination | 11 December 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Cory Francis Lyon
- CRD
- 6351648
- Firm
- Aureum Wealth Management · CRD 272027
- Role
- Chief Compliance Officer/Investment Advisor Representative
- Office
- 772 US HIGHWAY ONE, STE 100, North Palm Beach, FL 33408
- Registration
- Investment adviser registration
- In the industry since
- April 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- aureumwealthmanagement.com
Where does Cory Lyon work?
Cory Lyon has been Chief Compliance Officer/Investment Advisor Representative of Aureum Wealth Management, LLC since March 2020.
Is Cory Lyon a financial advisor?
Yes. Cory Lyon has a current investment-adviser registration in Florida and Texas, through Aureum Wealth Management since November 2017.
How many years of experience does Cory Lyon have?
Cory Lyon has 9 years in the financial industry, since April 2017, across 2 adviser firms.
What exams has Cory Lyon passed?
Cory Lyon has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in December 2014. FINRA credited Cory Lyon with the SIE, which began in October 2018.
Where did Cory Lyon work before Aureum Wealth Management?
Before Aureum Wealth Management, Cory Lyon was registered through Hewins Financial Advisors, LLC, May 2016 to December 2016.
Where is Cory Lyon based?
Cory Lyon’s registered office is in North Palm Beach, FL.
Is Cory Lyon registered with FINRA?
No. Cory Lyon has no current broker registration.
How can I verify Cory Lyon’s record?
Search CRD 6351648 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Cory Lyon’s full registration record.
