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Thomas Quealy, portrait

Thomas Quealy

CEO at Aureum Wealth Management in North Palm Beach, FL

Investment adviser registrationUpdated

Thomas Quealy is CEO of Aureum Wealth Management, LLC, an investment adviser managing $151M, and works from its North Palm Beach, FL office. Thomas Quealy has been registered as an investment adviser representative through Aureum Wealth Management since 31 January 2025, has 9 years in the industry across 2 firms and has passed the Series 24, Series 63, Series 2 and Series 65.

9
Years in industry
1
Years at firm
2
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Thomas Quealy has been CEO of Aureum Wealth Management since January 2025, is a control person of the firm and directly owns between 10% and 25% of it. Thomas Quealy holds a Bachelor of Business Administration from the University at Buffalo.

Aureum Wealth Management, LLC is a North Palm Beach, FL firm with $151M under management, 91 clients and 3 advisers across 2 offices, as of its April 2026 filing.

Thomas Quealy is Chief Executive Officer and Partner of Aureum Wealth Management. Quealy provides comprehensive financial planning and investment advisory services to the firm's clients, including high net worth individuals, corporate executives, and trusts.

Thomas Quealy’s longest registration was 7 years at Nottingham Advisors Inc. (2017–2024). Before joining Aureum Wealth Management in 2025, Thomas Quealy was registered through Nottingham Advisors Inc.

  1. – present · 1 year
    North Palm Beach, FL · Adviser representative · Firm CRD 272027
  2. Nottingham Advisors Inc.
    – · 7 years
    Amherst, NY · Adviser representative · Firm CRD 104928

Credentials and registrations

Investment adviser representative registrations

Thomas Quealy is registered as an investment adviser representative in Florida, since January 2025.

  • FloridaSince 31 January 2025

Examinations

Series 6529 November 2023
Name
Uniform Investment Adviser Law Examination
Series 211 October 1993
Name
Non-Member General Securities Examination
Series 6323 March 1992
Name
Uniform Securities Agent State Law Examination
Series 2426 December 1991
Name
General Securities Principal Examination

Key facts

Full name
Thomas Stephen Quealy
CRD
1932474
Firm
Aureum Wealth Management · CRD 272027
Role
CEO
Office
772 US HIGHWAY ONE, STE 100, North Palm Beach, FL 33408
Registration
Investment adviser registration
In the industry since
March 2017
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Thomas Quealy work?

Thomas Quealy has been CEO of Aureum Wealth Management, LLC since January 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 17 April 2026

Is Thomas Quealy a financial advisor?

Yes. Thomas Quealy has a current investment-adviser registration in Florida, through Aureum Wealth Management since January 2025.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Thomas Quealy have?

Thomas Quealy has 9 years in the financial industry, since March 2017, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Thomas Quealy passed?

Thomas Quealy has passed 4 licensing exams: the Series 24, Series 63, Series 2 and Series 65. The earliest, the Series 24, was passed in December 1991.

Source: IAPD individual record, checked 22 October 2026

Where did Thomas Quealy work before Aureum Wealth Management?

Before Aureum Wealth Management, Thomas Quealy was registered through Nottingham Advisors Inc., January 2017 to December 2024.

Source: IAPD individual record, checked 22 October 2026

Where is Thomas Quealy based?

Thomas Quealy’s registered office is in North Palm Beach, FL.

Source: IAPD individual record, checked 22 October 2026

Is Thomas Quealy registered with FINRA?

No. Thomas Quealy has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Thomas Quealy’s record?

Search CRD 1932474 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Quealy’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Aureum Wealth Management

Sources

  1. IAPD individual record, CRD 1932474, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Aureum Wealth Management, LLC, filed 17 April 2026. Title, control and ownership bands.
  3. Aureum Wealth Management team page. Biography, education, credentials, awards and the portrait, reproduced for identification.