Athos Private Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and selecting other managers. Financial planning was provided to 51–100 clients last fiscal year. The firm advises 29 private funds.
Athos Private Wealth reports 146 clients. They include 75 high-net-worth individuals, 42 individual clients and 29 pooled investment vehicles. Of its assets, 100.0% ($268M across 928 accounts) are managed with discretion. Of its clients, 2% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 29% | 6% |
| High-net-worth individuals | 51% | 65% |
| Pooled investment vehicles | 20% | 29% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 42 | $16.7M | 6.2% | $397K |
| High-net-worth individuals | 75 | $175M | 65.3% | $2.34M |
| Pooled investment vehicles | 29 | $76.6M | 28.5% | $2.64M |
| Total | 146 | $268M | 100% | $1.84M |
- Clients
- 42
- Regulatory AUM
- $16.7M
- AUM share
- 6.2%
- Avg. per client
- $397K
- Clients
- 75
- Regulatory AUM
- $175M
- AUM share
- 65.3%
- Avg. per client
- $2.34M
- Clients
- 29
- Regulatory AUM
- $76.6M
- AUM share
- 28.5%
- Avg. per client
- $2.64M
Total
- Clients
- 146
- Regulatory AUM
- $268M
- AUM share
- 100%
- Avg. per client
- $1.84M
- Clients outside the U.S.
- 2%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 29
- Financial planning clients last fiscal year
- 51–100
Athos Private Wealth is paid through a percentage of assets under management and performance-based fees. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Family Office Consulting and Services
- Family office consulting and services are a negotiated standalone flat annual fee, or an add-on to the asset-based fee.
Robert Shattuck owns 75% or more of Athos Private Wealth. Robert Shattuck is CEO. It has 7 employees, 4 of them in advisory roles.
Leadership
- Robert ShattuckChief Executive Officer,chief Compliance Officer, Managing Partner
- Christina RiceHead of Private Investments & Compliance
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Haylie Janet Mathis Lahtinen
- Zachary Bryan Schelin
- Robert Kent Shattuck
- Alex Shigeta
Staff
- 7 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 75% or more of Athos Private Wealth LLC
Robert Shattuck
Control person · since June 2020
Athos Private Wealth’s regulatory assets grew 2.6× from $103M (March 2023) to $268M (March 2026); clients rose from 94 to 146 and employees from 5 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $268M | 146 | 7 | 1 |
| July 2025 | $177M | 126 | 7 | 1 |
| July 2024 | $139M | 119 | 8 | 1 |
| March 2023 | $103M | 94 | 5 | 1 |
Besides its headquarters, Athos Private Wealth has 0 offices, with 1 listed address in Utah.
Utah · 1 listed address
- 4725 S Holladay BLVD, Suite 130, HolladayHQ
Contact and registration details
- Legal name
- Athos Private Wealth LLC
- Headquarters
- 4725 S Holladay BLVD, Suite 130, Holladay, UT 84117
- Website
- athoswealth.com
- Phone
- 435-252-1099
- @athos-private-wealth
- SEC file
- 801-127736
- Structure
- Delaware LLC
- Fiscal year end
- December
Athos Private Wealth uses Charles Schwab ($117M) as custodian for its separately managed accounts. Athos Private Wealth has custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $117M100%
At year end, Athos Private Wealth’s separately managed accounts were largely in funds (38%) and stocks (24%).
What the accounts hold
- Stocks24%
- Funds38%
- Bonds24%
- State and local bonds16%
- U.S. government and agency bonds4%
- Investment grade corporate bonds4%
- Cash11%
- Other3%
- 529, real estate3%
How many clients does Athos Private Wealth have?
Athos Private Wealth has 146 clients and manages $268 million for them, as of March 2026. They include 75 high-net-worth individuals, 42 individual clients and 29 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Athos Private Wealth offer?
Athos Private Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Athos Private Wealth use?
Athos Private Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $117M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Athos Private Wealth have?
Athos Private Wealth has 4 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Athos Private Wealth invest in?
At the end of its last fiscal year, Athos Private Wealth’s separately managed accounts held 38% registered funds (mutual funds, ETFs, BDCs), 24% exchange-traded equities, 16% state and local bonds, 11% cash and equivalents, 4% U.S. government and agency bonds, 4% investment grade corporate bonds and 3% other. The 3% other category is described as: 529, Real Estate. It advises 29 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Athos Private Wealth?
Athos Private Wealth’s direct owner is Robert Shattuck (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Athos Private Wealth get paid?
Athos Private Wealth is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Athos Private Wealth registered with the SEC?
Yes, Athos Private Wealth has been registered with the SEC as an investment adviser since 26 April 2023. Its CRD number is 309862 and its SEC file number is 801-127736.
Source: Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record
How do I contact Athos Private Wealth?
Athos Private Wealth’s main office is at 4725 S Holladay BLVD, Suite 130, Holladay, UT 84117. Its phone number is 435-252-1099. Its website is athoswealth.com.