{"url":"https://nivawealth.com/firms/athos-private-wealth-309862","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/309862","regulatoryAum":268494780,"crd":"309862","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7588813","suffix":null,"lastName":"Lahtinen","firstName":"Haylie","middleName":"Janet 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Wealth","slug":"athos-private-wealth-309862","website":"https://athoswealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/309862/362ce074c6b6201a-r1.webp","tone":"light","width":486,"height":200,"sourceUrl":"https://athoswealth.com/","sourceLabel":"Athos Private Wealth LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/athos-private-wealth/","xUrl":"https://twitter.com/ATHOSWEALTH","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4725 S Holladay BLVD, Suite 130","city":"Holladay","state":"UT","stateName":"Utah","country":"United States","postalCode":"84117"},"tradeNames":[],"registration":{"secApproved":"26 April 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fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039216","versionId":1039216,"submittedOn":"2026-03-31","documentName":"ATHOS PART 2A AND 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:40:11.000077+00:00","documents":[{"name":"ATHOS PART 2A AND 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039216","versionId":1039216,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":116600011}],"custodyNote":"Athos Private Wealth has custody of client assets.","leadership":[{"name":"Robert Shattuck","title":"Chief Executive Officer,chief Compliance Officer, Managing Partner","crd":"5878704"},{"name":"Christina Rice","title":"Head of Private Investments & Compliance","crd":"8247244"}],"ownership":[{"label":"Robert Shattuck","detail":"Chief executive officer,chief compliance officer, managing partner in the 75% or more ownership band and a control person, since June 2020."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Utah","offices":1,"addresses":[{"street":"4725 S Holladay BLVD, Suite 130","city":"Holladay","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"435-252-1099","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":24},{"label":"U.S. government/agency bonds","percent":4},{"label":"U.S. state and local bonds","percent":16},{"label":"Investment grade corporate bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":38},{"label":"Cash and cash equivalents","percent":11},{"label":"Other","percent":3,"detail":"529, Real Estate"}],"privateFunds":29},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/309862/PDF/309862.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039216","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Athos Private Wealth have?","answer":"Athos Private Wealth has 146 clients and manages $268 million for them, as of March 2026. They include 75 high-net-worth individuals, 42 individual clients and 29 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Athos Private Wealth offer?","answer":"Athos Private Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Athos Private Wealth use?","answer":"Athos Private Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $117M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Athos Private Wealth have?","answer":"Athos Private Wealth has 4 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Athos Private Wealth invest in?","answer":"At the end of its last fiscal year, Athos Private Wealth’s separately managed accounts held 38% registered funds (mutual funds, ETFs, BDCs), 24% exchange-traded equities, 16% state and local bonds, 11% cash and equivalents, 4% U.S. government and agency bonds, 4% investment grade corporate bonds and 3% other. The 3% other category is described as: 529, Real Estate. It advises 29 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Athos Private Wealth?","answer":"Athos Private Wealth’s direct owner is Robert Shattuck (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Athos Private Wealth get paid?","answer":"Athos Private Wealth is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Athos Private Wealth registered with the SEC?","answer":"Yes, Athos Private Wealth has been registered with the SEC as an investment adviser since 26 April 2023. Its CRD number is 309862 and its SEC file number is 801-127736.","source":"Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Athos Private Wealth?","answer":"Athos Private Wealth’s main office is at 4725 S Holladay BLVD, Suite 130, Holladay, UT 84117. Its phone number is 435-252-1099. Its website is athoswealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}