Ashwood Advisors provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Ashwood Advisors reports 110 clients. They include 90 individual clients and 20 high-net-worth individuals. Of its assets, 56.5% ($71.7M across 180 accounts) are managed with discretion; $55.2M across 15 accounts are not. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 82% | 25% |
| High-net-worth individuals | 18% | 75% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 90 | $31.6M | 24.9% | $352K |
| High-net-worth individuals | 20 | $95.3M | 75.1% | $4.77M |
| Total | 110 | $127M | 100% | $1.15M |
- Clients
- 90
- Regulatory AUM
- $31.6M
- AUM share
- 24.9%
- Avg. per client
- $352K
- Clients
- 20
- Regulatory AUM
- $95.3M
- AUM share
- 75.1%
- Avg. per client
- $4.77M
Total
- Clients
- 110
- Regulatory AUM
- $127M
- AUM share
- 100%
- Avg. per client
- $1.15M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Ashwood Advisors charges 0.5625%–1.8125% a year for its Wealth Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $250,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning and consulting are generally charged hourly, at no more than $500 per hour.
Stephen Geremia owns 75% or more of Ashwood Advisors. The leadership team of Ashwood Advisors includes Chief Compliance Officer Stephen Geremia. It has 3 employees, 2 of them in advisory roles.
Leadership
Stephen GeremiaManaging Member, Chief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 broker-dealer reps
- 2 insurance agents
- Owns 75% or more of Ashwood Advisors, LLC
Stephen Geremia
Control person · since March 1999
Besides its headquarters, Ashwood Advisors has 3 offices (3 private residences, listed without an address), with 1 listed address in Massachusetts.
Massachusetts · 1 listed address
- 5 North Meadows Road, MedfieldHQ
Contact and registration details
- Legal name
- Ashwood Advisors, LLC
- Headquarters
- 5 North Meadows Road, Medfield, MA 02052
- Website
- geremiainvestments.com
- Phone
- 508-359-9442
- SEC file
- 801-136062
- Structure
- Massachusetts LLC
- Fiscal year end
- December
Ashwood Advisors uses Fidelity ($127M) as custodian for its separately managed accounts. Ashwood Advisors does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $127M100%
At year end, Ashwood Advisors’ separately managed accounts were mostly in funds (64%) and stocks (18%).
What the accounts hold
- Stocks18%
- Funds64%
- Bonds17%
- U.S. government and agency bonds11%
- Investment grade corporate bonds5%
- State and local bonds1%
- Cash2%
How many clients does Ashwood Advisors have?
Ashwood Advisors has 110 clients and manages $127 million for them, as of June 2026. They include 90 individual clients and 20 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 June 2026
What services does Ashwood Advisors offer?
Ashwood Advisors provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Ashwood Advisors charge?
Ashwood Advisors charges 0.5625%–1.8125% a year for its Wealth Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $250,000.
Source: 06 30 2026 ASH FORM ADV 2A AND 2B FINAL, filed 30 June 2026
Which custodians does Ashwood Advisors use?
Ashwood Advisors’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $127M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 June 2026
How many financial advisors does Ashwood Advisors have?
Ashwood Advisors has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Ashwood Advisors invest in?
At the end of its last fiscal year, Ashwood Advisors’ separately managed accounts held 64% registered funds (mutual funds, ETFs, BDCs), 18% exchange-traded equities, 11% U.S. government and agency bonds, 5% investment grade corporate bonds, 2% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Ashwood Advisors have a minimum investment?
Yes, Ashwood Advisors’ minimum account size for its Wealth Management Services is $250K.
Source: 06 30 2026 ASH FORM ADV 2A AND 2B FINAL, filed 30 June 2026
Who owns Ashwood Advisors?
Ashwood Advisors’ direct owner is Stephen Geremia (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 June 2026
How does Ashwood Advisors get paid?
Ashwood Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Ashwood Advisors?
Ashwood Advisors’ main office is at 5 North Meadows Road, Medfield, MA 02052. Its phone number is 508-359-9442. Its website is geremiainvestments.com.