Stephen Geremia has been Managing Member, Chief Compliance Officer of Ashwood Advisors since March 1999, is a control person of the firm and directly owns 75% or more of it.
Ashwood Advisors, LLC is a Medfield, MA firm with $127M under management, 110 clients and 2 advisers across 4 offices, as of its June 2026 filing.
Stephen A. Geremia is Managing Member and Senior Investment Advisor of Ashwood Advisors, LLC, based in Medfield, MA. He founded the firm in 1999. He began his career in the financial services industry in the summer of 1985, interning at a small boutique Broker Dealer & Investment Advisor, and in 1986 was accepted into the financial consultant training program at Merrill Lynch, Pierce, Fenner & Smith. His professional experience includes Sales Manager of Working Assets Capital Management and Assistant Vice President of Baybank Brokerage Services, Inc.
Stephen Geremia’s longest registration is the current one, 27 years at Ashwood Advisors since 1999. Before joining Ashwood Advisors in 1999, Stephen Geremia was registered through Commonwealth Financial Network.
- Commonwealth Financial NetworkAlso current– present · 18 yearsMedfield, MA · Adviser representative · Firm CRD 8032
- Commonwealth Financial Network– · 4 yearsSherborn, MA · Adviser representative · Firm CRD 8032
Professional designations
Listed by Ashwood Advisors
- Accredited Investment Fiduciary (AIF®)
Investment adviser representative registrations
Stephen Geremia is registered as an investment adviser representative in 3 states. The first approvals date from June 1999; the most recent is Rhode Island, in July 2026.
- MassachusettsSince 1 June 1999
- Rhode IslandSince 24 July 2026
- South CarolinaSince 10 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 25 February 1999 |
| Series 7 | General Securities Representative Examination | 27 December 1994 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 22 March 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 October 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 October 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Stephen Andrea Geremia
- CRD
- 1459834
- Firm
- Ashwood Advisors · CRD 128811
- Role
- Managing Member, Chief Compliance Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1991
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- geremiainvestments.com
Where does Stephen Geremia work?
Stephen Geremia has been Managing Member, Chief Compliance Officer of Ashwood Advisors, LLC since March 1999, and is a control person of the firm.
Is Stephen Geremia a financial advisor?
Yes. Stephen Geremia has a current investment-adviser registration in Massachusetts, Rhode Island and South Carolina, through Ashwood Advisors since June 1999.
How many years of experience does Stephen Geremia have?
Stephen Geremia has 35 years in the financial industry, since August 1991, across 2 adviser firms.
What exams has Stephen Geremia passed?
Stephen Geremia has passed 5 licensing exams: the Series 63, Series 6, Series 26, Series 7 and Series 65. The earliest, the Series 63, was passed in October 1993. FINRA credited Stephen Geremia with the SIE, which began in October 2018.
Is Stephen Geremia registered with FINRA?
Yes. Stephen Geremia has a current broker registration, under CRD 1459834.
Source: FINRA BrokerCheck
How can I verify Stephen Geremia’s record?
Search CRD 1459834 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Stephen Geremia’s full registration record.