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Ashmore Investment Management

SEC-registered adviser since 1997London, United KingdomCRD 112551

101
Clients
50
Advisory staff

From Form ADV filed 28 September 2026 · data retrieved 15 October 2026SEC record

Ashmore Investment Management is an investment adviser headquartered in London, United Kingdom, and registered with the SEC since 1997. Its clients include sovereign wealth funds and foreign official institutions, corporations and other businesses, and pooled investment vehicles.

Its services include portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. Fee arrangements include a percentage of assets under management and performance-based fees. Ashmore Investments (uk) Limited owns 75% or more of Ashmore Investment Management, and Mark Coombs is its CEO.

Clients

Ashmore Investment Management serves 101 clients, 43 of them pooled investment vehicles. The average client has about $469 million with the firm.

Regulatory assets by client type
  • Pooled investment vehicles43 clients10%
  • Pension and profit-sharing plans8 clients6%
  • State or municipal government entities5 clients3%
  • Sovereign wealth funds and foreign official institutions13 clients57%
  • Corporations and other businesses29 clients23%
  • Investment companies3 clients0%
Show client breakdown
Investment companies
Clients
3
Regulatory AUM
$43,545,695
Share
0.1%
Avg. per client
$14.5M
Pooled investment vehicles
Clients
43
Regulatory AUM
$4,821,529,998
Share
10.2%
Avg. per client
$112.1M
Pension and profit-sharing plans
Clients
8
Regulatory AUM
$2,985,489,444
Share
6.3%
Avg. per client
$373.2M
State or municipal government entities
Clients
5
Regulatory AUM
$1,424,651,523
Share
3.0%
Avg. per client
$284.9M
Sovereign wealth funds and foreign official institutions
Clients
13
Regulatory AUM
$27,029,899,605
Share
57.1%
Avg. per client
$2.08B
Corporations and other businesses
Clients
29
Regulatory AUM
$11,050,950,762
Share
23.3%
Avg. per client
$381.1M

Total

Clients
101
Regulatory AUM
$47,356,067,027
Share
100%
Avg. per client
$468.9M

What it does

Ashmore Investment Management provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and performance-based fees.

Ashmore Investment Management advises 13 private funds.

100.0% of assets ($47.36B across 101 accounts) are managed with discretion. 85% of clients are outside the U.S., and 107 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Stocks12%
  • Bonds78%
    • Sovereign bonds54%
    • High-yield corporate bonds11%
    • Investment grade corporate bonds10%
    • U.S. government and agency bonds3%
  • Cash9%

Filed values cover 99%. The neutral 1% gap has no reported category.

Custodians

Ashmore Investment Management’s client accounts are held mainly at Northern Trust Company (australia), with 18% of managed assets, and HSBC Holdings PLC, with 13%. Ashmore Investment Management does not have custody of client assets.

Managed account assets by custodian
  • Northern Trust Company (australia)Northern Trust Company (australia) · Melbourne · $8.49B18%
  • Citibank, N.A (london)Citibank, N.A (london) · London · $5.59B12%
  • HSBC Holdings PLCHSBC Holdings PLC · London · $6.35B13%
  • The Bank of New York MellonThe Bank of New York Mellon · New York, NY · $528.0M1%
  • All other custodians$26.39B56%

Ownership and leadership

Ashmore Investments (uk) Limited owns 75% or more of Ashmore Investment Management, and Mark Coombs is its CEO.

Who owns the firm
Ashmore Investment Management LTD· the adviser
  • Ashmore Investments (uk) Limited

    Control person · since February 1999

    Owns 75% or more of Ashmore Investment Management LTD

Leadership

  • Mark Coombs
    Chief Executive, Director
  • Melanie Blake
    Chief Compliance Officer
  • Alexandra Autrey
    Chief Legal Officer
  • Marlon Balroop
    Head of Risk Management & Control
  • Diven Chatrath
    Group Head of Operations and It
  • Robert Edwards
    Head of Human Resources
  • George Grunebaum
    Global Head of Distribution
  • Thomas Shippey
    Group Finance Director

Staff

  • 153 employees
  • 50 in advisory functions
  • 3 broker-dealer reps

Fees

Ashmore Investment Management is paid through a percentage of assets under management and performance-based fees.

Ashmore Investment Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Ashmore Investment Management has 0 offices, with 1 listed address with no US state reported.

Registration details

Legal name
Ashmore Investment Management LTD
Headquarters
16 Palace Street, London, United Kingdom SW1E 5JD
Website
Not reported
SEC file
801-55109
Structure
other (specify) organized in United Kingdom
Fiscal year end
June

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Ashmore Investment Management have?

Ashmore Investment Management has 101 clients and manages $47.4 billion for them, as of September 2026. They include 43 pooled investment vehicles, 29 corporations and other businesses and 13 sovereign wealth funds and foreign official institutions.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026

What services does Ashmore Investment Management offer?

Ashmore Investment Management provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does Ashmore Investment Management use?

Ashmore Investment Management’s separately managed account assets are held at Northern Trust Company (australia) (Melbourne), with $8,491,167,539, HSBC Holdings PLC (London), with $6,352,058,762, Citibank, N.A (london) (London), with $5,591,654,026 and The Bank of New York Mellon (New York, NY), with $528,011,036. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026

How many financial advisors does Ashmore Investment Management have?

Ashmore Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 153 employees, and 50 perform investment advisory functions. 3 are registered representatives of a broker-dealer and 0 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Ashmore Investment Management invest in?

At the end of its last fiscal year, Ashmore Investment Management’s separately managed accounts held 54% sovereign bonds, 12% exchange-traded equities, 11% high-yield corporate bonds, 10% investment grade corporate bonds, 9% cash and equivalents and 3% U.S. government and agency bonds. It advises 13 private funds.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Ashmore Investment Management?

Ashmore Investment Management is owned through a chain of holding companies by Mark Coombs. Its direct owner is Ashmore Investments (uk) Limited (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 28 September 2026

How does Ashmore Investment Management get paid?

Ashmore Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 28 September 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 112551.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Ashmore Investment Management LTD and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.