{"url":"https://nivawealth.com/firms/ashmore-investment-management-112551","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/112551","regulatoryAum":47356067027,"crd":"112551","secFileNumber":"801-55109","legalName":"Ashmore Investment Management LTD","displayName":"Ashmore Investment Management","website":null,"linkedinUrl":"https://www.linkedin.com/company/ashmore","founded":null,"organization":"other (specify) organized in United Kingdom","fiscalYearEnd":"June","headquarters":{"street":"16 Palace Street","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"SW1E 5JD"},"tradeNames":[],"registration":{"secApproved":"16 December 1997","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":153,"advisory":50,"brokerDealerReps":3,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":47356067027,"discretionaryAccounts":101,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":0,"nonUsClientsPct":85,"nonAumClients":107},"clientTypes":[{"label":"Investment companies","clients":3,"regulatoryAum":43545695},{"label":"Pooled investment vehicles","clients":43,"regulatoryAum":4821529998},{"label":"Pension and profit-sharing plans","clients":8,"regulatoryAum":2985489444},{"label":"State or municipal government entities","clients":5,"regulatoryAum":1424651523},{"label":"Sovereign wealth funds and foreign official institutions","clients":13,"regulatoryAum":27029899605},{"label":"Corporations and other businesses","clients":29,"regulatoryAum":11050950762}],"fees":[],"feeNotes":[],"custodians":[{"name":"Northern Trust Company (australia)","shortName":"Northern Trust Company (australia)","location":"Melbourne","smaAssets":8491167539},{"name":"Citibank, N.A (london)","shortName":"Citibank, N.A (london)","location":"London","smaAssets":5591654026},{"name":"HSBC Holdings PLC","shortName":"HSBC Holdings PLC","location":"London","smaAssets":6352058762},{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":528011036}],"custodyNote":"Ashmore Investment Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Mark Coombs","title":"Chief Executive, Director","crd":"2502479"},{"name":"Melanie Blake","title":"Chief Compliance Officer","crd":"7990685"},{"name":"Alexandra Autrey","title":"Chief Legal Officer","crd":"6019554"},{"name":"Marlon Balroop","title":"Head of Risk Management & Control","crd":"5850204"},{"name":"Diven Chatrath","title":"Group Head of Operations and It","crd":"8351291"},{"name":"Robert Edwards","title":"Head of Human Resources","crd":"5601332"},{"name":"George Grunebaum","title":"Global Head of Distribution","crd":"2282530"},{"name":"Thomas Shippey","title":"Group Finance Director","crd":"5946610"}],"ownership":[{"label":"Ashmore Investments (uk) Limited","detail":"Parent company in the 75% or more ownership band and a control person, since February 1999."},{"label":"Ashmore Group PLC","detail":"Indirect owner: a ultimate parent company of Ashmore Investments (uk) Limited in the 75% or more band, since February 1999.","parent":"Ashmore Investments (uk) Limited"},{"label":"Mark Coombs","detail":"Indirect owner: a shareholder of Ashmore Group PLC in the 25% to 50% band and a control person, since February 1999.","parent":"Ashmore Group PLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"4402030776000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":12},{"label":"U.S. government/agency bonds","percent":3},{"label":"Sovereign bonds","percent":54},{"label":"Investment grade corporate bonds","percent":10},{"label":"Non-investment grade corporate bonds","percent":11},{"label":"Cash and cash equivalents","percent":9}],"privateFunds":13},"sources":{"adv1FilingDate":"28 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/112551/PDF/112551.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ashmore Investment Management have?","answer":"Ashmore Investment Management has 101 clients and manages $47.4 billion for them, as of September 2026. They include 43 pooled investment vehicles, 29 corporations and other businesses and 13 sovereign wealth funds and foreign official institutions.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ashmore Investment Management offer?","answer":"Ashmore Investment Management provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Ashmore Investment Management use?","answer":"Ashmore Investment Management’s separately managed account assets are held at Northern Trust Company (australia) (Melbourne), with $8,491,167,539, HSBC Holdings PLC (London), with $6,352,058,762, Citibank, N.A (london) (London), with $5,591,654,026 and The Bank of New York Mellon (New York, NY), with $528,011,036. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ashmore Investment Management have?","answer":"Ashmore Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 153 employees, and 50 perform investment advisory functions. 3 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ashmore Investment Management invest in?","answer":"At the end of its last fiscal year, Ashmore Investment Management’s separately managed accounts held 54% sovereign bonds, 12% exchange-traded equities, 11% high-yield corporate bonds, 10% investment grade corporate bonds, 9% cash and equivalents and 3% U.S. government and agency bonds. It advises 13 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ashmore Investment Management?","answer":"Ashmore Investment Management is owned through a chain of holding companies by Mark Coombs. Its direct owner is Ashmore Investments (uk) Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ashmore Investment Management get paid?","answer":"Ashmore Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}