SEC-registered investment advisers in North Little Rock
2 SEC-registered investment advisers are headquartered in North Little Rock, AR, with $4.94B in combined regulatory assets under management. 1 is a financial advisor firm; the rest are broker-dealers, other kinds of wealth firm, or fund and institutional managers.
- 2
- Investment advisers
- $4.94B
- Combined regulatory AUM
- 1
- Financial advisor firms
All 2 advisers
By regulatory assets under management.
| Firm | Type | Regulatory AUM |
|---|---|---|
| Sowell Financial Services | RIA network | $4.81B |
| Independent Financial Advisors | RIA | $134M |
- Type
- RIA network
- Type
- RIA
North Little Rock at a glance
Advisers headquartered here, by type
2
advisers
- Financial advisor firms (RIAs)$134M regulatory AUM1 (50%)
- Broker-dealers and other wealth firms$4.81B regulatory AUM1 (50%)
Other cities in Arkansas
- Little Rock32
- Fayetteville5
- Bentonville4
- Rogers3
- Fort Smith1
- Heber Springs1
- Hot Springs1
- Lowell1
- Magnolia1
- Mountain Home1
- Russellville1
- Springdale1