Alpha Fiduciary provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, and selecting other managers. Financial planning was provided to 11–25 clients last fiscal year. The firm advises 13 private funds.
Alpha Fiduciary reports 105 clients. They include 57 individual clients, 34 high-net-worth individuals and 13 pooled investment vehicles. Of its assets, 100.0% ($114M across 220 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 54% | 9% |
| High-net-worth individuals | 32% | 55% |
| Investment companies | <1% | 19% |
| Pooled investment vehicles | 12% | 18% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 57 | $9.84M | 8.6% | $173K |
| High-net-worth individuals | 34 | $62.3M | 54.7% | $1.83M |
| Investment companies | 1 | $21.1M | 18.5% | $21.1M |
| Pooled investment vehicles | 13 | $20.7M | 18.2% | $1.59M |
| Total | 105 | $114M | 100% | $1.09M |
- Clients
- 57
- Regulatory AUM
- $9.84M
- AUM share
- 8.6%
- Avg. per client
- $173K
- Clients
- 34
- Regulatory AUM
- $62.3M
- AUM share
- 54.7%
- Avg. per client
- $1.83M
- Clients
- 1
- Regulatory AUM
- $21.1M
- AUM share
- 18.5%
- Avg. per client
- $21.1M
- Clients
- 13
- Regulatory AUM
- $20.7M
- AUM share
- 18.2%
- Avg. per client
- $1.59M
Total
- Clients
- 105
- Regulatory AUM
- $114M
- AUM share
- 100%
- Avg. per client
- $1.09M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 13
- Financial planning clients last fiscal year
- 11–25
Alpha Fiduciary charges 0.40%–1.15% a year for its Investment management. The fee is billed in advance or in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Beyond the services included with investment management, negotiable; generally $350 an hour, or $1,000 to $10,000 as a fixed fee.
Arthur Doglione owns 75% or more of Alpha Fiduciary. The leadership team of Alpha Fiduciary includes President Arthur Doglione. It has 4 employees, 2 of them in advisory roles.
Staff
- 4 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Alpha Fiduciary, Inc.
Arthur Doglione
Control person · since October 2006
Alpha Fiduciary’s regulatory assets fell from $133M (March 2021) to $114M (September 2026); clients fell from 162 to 105 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $114M | 105 | 4 | 1 |
| Apr 2025April 2025 | $109M | 114 | 4 | 1 |
| Mar 2024March 2024 | $124M | 123 | 4 | 1 |
| Jun 2023June 2023 | $145M | 122 | 4 | 1 |
| Jul 2022July 2022 | $157M | 130 | 4 | 1 |
| Mar 2021March 2021 | $133M | 162 | 4 | 1 |
Besides its headquarters, Alpha Fiduciary has 0 offices, with 1 listed address in 1 state.
Arizona · 1 listed address
- 6910 E. Chauncey Lane, Suite 205, PhoenixHQ
Contact and registration details
- Legal name
- Alpha Fiduciary, Inc.
- Headquarters
- 6910 E. Chauncey Lane, Suite 205, Phoenix, AZ 85054
- Website
- alphafiduciary.com
- Phone
- 480-505-4033
- @alpha-fiduciary
- SEC file
- 801-68218
- Structure
- Arizona corporation
- Fiscal year end
- December
Alpha Fiduciary’s named custodian for separately managed accounts is Charles Schwab ($91M). Alpha Fiduciary has custody of $20.7M for 13 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $91M100%
At year end, Alpha Fiduciary’s separately managed accounts were mostly in funds (62%) and stocks (35%).
What the accounts hold
- Stocks35%
- Funds62%
- Registered funds45%
- Pooled vehicles17%
- Cash3%
How many clients does Alpha Fiduciary have?
Alpha Fiduciary has 105 clients and manages $114 million for them, as of September 2026. They include 57 individual clients, 34 high-net-worth individuals and 13 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 September 2026
What services does Alpha Fiduciary offer?
Alpha Fiduciary provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Alpha Fiduciary charge?
Alpha Fiduciary charges 0.40%–1.15% a year for its Investment management. The fee is billed in advance or in arrears and is negotiable.
Which custodians does Alpha Fiduciary use?
Alpha Fiduciary’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $91M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 September 2026
How many financial advisors does Alpha Fiduciary have?
Alpha Fiduciary has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Alpha Fiduciary invest in?
At the end of its last fiscal year, Alpha Fiduciary’s separately managed accounts held 45% registered funds (mutual funds, ETFs, BDCs), 35% exchange-traded equities, 17% pooled vehicles (private funds and similar) and 3% cash and equivalents. It advises 13 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Alpha Fiduciary?
Alpha Fiduciary’s direct owner is Arthur Doglione (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 September 2026
How does Alpha Fiduciary get paid?
Alpha Fiduciary is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Alpha Fiduciary?
Alpha Fiduciary’s main office is at 6910 E. Chauncey Lane, Suite 205, Phoenix, AZ 85054. Its phone number is 480-505-4033. Its website is alphafiduciary.com.
