Arthur Doglione has been Managing Member & President of Alpha Fiduciary since October 2006, is a control person of the firm and directly owns 75% or more of it.
Alpha Fiduciary, Inc. is a Phoenix, AZ firm with $114M under management, 105 clients and 2 advisers in one office, as of its September 2026 filing.
Arthur Doglione is President & Founder of Alpha Fiduciary, Inc. Doglione has more than 20 years of experience working with high-net-worth clients, and founded the firm in 2006 and has completed two acquisitions since then. Before establishing the firm, Doglione was a Senior Vice President with Merrill Lynch.
Arthur Doglione’s longest registration is the current one, 19 years at Alpha Fiduciary since 2007. Before joining Alpha Fiduciary in 2007, Arthur Doglione was registered through Usf Advisors, LLC and Merrill Lynch Pierce Fenner & Smith Inc.
- Optimal Capital Advisors, LLC– · 1 yearTraverse City, MI · Adviser representative · Firm CRD 144719
- Wislar Wealth Management, LLC– · 3 yearsHopewell, NJ · Adviser representative · Firm CRD 144289
- Usf Advisors, LLC– · 1 yearHouston, TX · Adviser representative · Firm CRD 130569
- Merrill Lynch Pierce Fenner & Smith Inc.– · 5 yearsScottsdale, AZ · Adviser representative · Firm CRD 7691
Professional designations
Listed by Alpha Fiduciary
- Accredited Investment Fiduciary (AIF®)
Investment adviser representative registrations
Arthur Doglione is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2007; the most recent is Texas, in January 2012.
- ArizonaSince 22 August 2007
- TexasResidentSince 19 January 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 May 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 August 1988 |
| Series 7 | General Securities Representative Examination | 20 August 1988 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Arthur Todd Doglione
- CRD
- 1794772
- Firm
- Alpha Fiduciary · CRD 144720
- Role
- Managing Member & President
- Office
- 6910 E. CHAUNCEY LANE, SUITE 205, Phoenix, AZ 85054
- Registration
- Investment adviser registration
- In the industry since
- August 1988
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- alphafiduciary.com
Where does Arthur Doglione work?
Arthur Doglione has been Managing Member & President of Alpha Fiduciary, Inc. since October 2006, and is a control person of the firm.
Is Arthur Doglione a financial advisor?
Yes. Arthur Doglione has a current investment-adviser registration in Arizona and Texas, through Alpha Fiduciary since August 2007.
How many years of experience does Arthur Doglione have?
Arthur Doglione has 38 years in the financial industry, since August 1988, across 5 adviser firms.
What exams has Arthur Doglione passed?
Arthur Doglione has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in August 1988.
Where did Arthur Doglione work before Alpha Fiduciary?
Before Alpha Fiduciary, Arthur Doglione was registered through Merrill Lynch Pierce Fenner & Smith Inc., February 2001 to November 2006.
Where is Arthur Doglione based?
Arthur Doglione’s registered office is in Phoenix, AZ.
Is Arthur Doglione registered with FINRA?
No. Arthur Doglione has no current broker registration.
How can I verify Arthur Doglione’s record?
Search CRD 1794772 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Arthur Doglione’s full registration record.
