{"url":"https://nivawealth.com/firms/alpha-fiduciary-144720","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/144720","regulatoryAum":113992108,"crd":"144720","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1794772","suffix":null,"lastName":"DOGLIONE","firstName":"ARTHUR","middleName":"TODD"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":132899605,"clients":162,"employees":4,"offices":1},{"filedOn":"2022-07-28","regulatoryAum":157223379,"clients":130,"employees":4,"offices":1},{"filedOn":"2023-06-06","regulatoryAum":145458400,"clients":122,"employees":4,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":123508323,"clients":123,"employees":4,"offices":1},{"filedOn":"2025-04-04","regulatoryAum":109084624,"clients":114,"employees":4,"offices":1},{"filedOn":"2026-09-01","regulatoryAum":113992108,"clients":105,"employees":4,"offices":1}],"secFileNumber":"801-68218","legalName":"Alpha Fiduciary, Inc.","displayName":"Alpha Fiduciary","slug":"alpha-fiduciary-144720","website":"https://alphafiduciary.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/alpha-fiduciary/","xUrl":"https://twitter.com/alphafiduciary","founded":null,"organization":"Arizona corporation","fiscalYearEnd":"December","headquarters":{"street":"6910 E. Chauncey Lane, Suite 205","city":"Phoenix","state":"AZ","stateName":"Arizona","country":"United States","postalCode":"85054"},"tradeNames":[],"registration":{"secApproved":"2 August 2007","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":793086.5714285715,"staff":{"employees":4,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":113992108,"discretionary":113992108,"discretionaryAccounts":220,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":57,"regulatoryAum":9840661},{"label":"High-net-worth individuals","clients":34,"regulatoryAum":62330217},{"label":"Investment companies","clients":1,"regulatoryAum":21126009},{"label":"Pooled investment vehicles","clients":13,"regulatoryAum":20695221}],"feePrograms":[{"role":"main","program":"Investment management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056628","versionId":1056628,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-09-01","documentName":"FIRM BROCHURE","fee_rate_low":0.4,"fee_rate_high":1.15,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning and consulting","summary":"Beyond the services included with investment management, negotiable; generally $350 an hour, or $1,000 to $10,000 as a fixed fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056628","versionId":1056628,"submittedOn":"2026-09-01","documentName":"FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:36:49.216272+00:00","documents":[{"name":"FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056628","versionId":1056628,"submittedOn":"2026-09-01"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Omaha, NE","smaAssets":90986767}],"custodyNote":"Alpha Fiduciary has custody of $20.7M for 13 clients.","otherCustodians":[],"leadership":[{"name":"Arthur Doglione","title":"Managing Member & President","crd":"1794772"},{"name":"Walter Gilmore","title":"CCO","crd":"1996728"}],"ownership":[{"label":"Arthur Doglione","detail":"Managing member & president in the 75% or more ownership band and a control person, since October 2006."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"6910 E. Chauncey Lane, Suite 205","city":"Phoenix","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"480-505-4033","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":35},{"label":"Securities issued by registered investment companies or business development companies","percent":45},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":17},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":13},"sources":{"adv1FilingDate":"1 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/144720/PDF/144720.pdf","brochureDate":"1 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056628","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Alpha Fiduciary have?","answer":"Alpha Fiduciary has 105 clients and manages $114 million for them, as of September 2026. They include 57 individual clients, 34 high-net-worth individuals and 13 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Alpha Fiduciary offer?","answer":"Alpha Fiduciary provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Alpha Fiduciary charge?","answer":"Alpha Fiduciary charges 0.40%–1.15% a year for its Investment management. The fee is billed in advance or in arrears and is negotiable.","source":"FIRM BROCHURE, filed 1 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Alpha Fiduciary use?","answer":"Alpha Fiduciary’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $91M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Alpha Fiduciary have?","answer":"Alpha Fiduciary has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Alpha Fiduciary invest in?","answer":"At the end of its last fiscal year, Alpha Fiduciary’s separately managed accounts held 45% registered funds (mutual funds, ETFs, BDCs), 35% exchange-traded equities, 17% pooled vehicles (private funds and similar) and 3% cash and equivalents. It advises 13 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Alpha Fiduciary?","answer":"Alpha Fiduciary’s direct owner is Arthur Doglione (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Alpha Fiduciary get paid?","answer":"Alpha Fiduciary is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Alpha Fiduciary?","answer":"Alpha Fiduciary’s main office is at 6910 E. Chauncey Lane, Suite 205, Phoenix, AZ 85054. Its phone number is 480-505-4033. Its website is alphafiduciary.com.","source":"Form ADV Part 1A, Item 1.F, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}