AllGen Financial Advisors provides financial planning, portfolio management for individuals and small businesses, and educational seminars. Financial planning was provided to 500 clients last fiscal year.
AllGen Financial Advisors reports 1,097 clients. They include 963 individual clients, 99 high-net-worth individuals, and 35 corporations and other businesses. Of its assets, 100.0% ($475M across 2,557 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 88% | 39% |
| High-net-worth individuals | 9% | 55% |
| Charitable organizations | Fewer than 5 | 2% |
| Corporations and other businesses | 3% | 5% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 963 | $186M | 39.1% | $193K |
| High-net-worth individuals | 99 | $260M | 54.8% | $2.63M |
| Charitable organizations | Fewer than 5 | $7.17M | 1.5% | — |
| Corporations and other businesses | 35 | $22.1M | 4.7% | $632K |
| Total | 1,097 | $475M | 100% | — |
- Clients
- 963
- Regulatory AUM
- $186M
- AUM share
- 39.1%
- Avg. per client
- $193K
- Clients
- 99
- Regulatory AUM
- $260M
- AUM share
- 54.8%
- Avg. per client
- $2.63M
- Clients
- Fewer than 5
- Regulatory AUM
- $7.17M
- AUM share
- 1.5%
- Avg. per client
- —
- Clients
- 35
- Regulatory AUM
- $22.1M
- AUM share
- 4.7%
- Avg. per client
- $632K
Total
- Clients
- 1,097
- Regulatory AUM
- $475M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 500
AllGen Financial Advisors charges 0.20%–1.00% a year for its Portfolio Management. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $500 annual minimum. The brochure also prices 3 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M–$2M | 0.90% |
| $2M–$3M | 0.80% |
| $3M–$4M | 0.70% |
| $4M–$5M | 0.60% |
| $5M–$10M | 0.50% |
| $10M–$25M | 0.40% |
| $25M–$50M | 0.30% |
| $50M–$100M | 0.25% |
| $100M and above | 0.20% |
Fee details and sources
Other fees
- Financial Planning
- Individual plan $1,500 in year one and $1,100 a year after on annual billing, or $500 then $100 a month; not negotiable.
- General Consulting
- Negotiable hourly rate not to exceed $250 per hour.
- Qualified Plan Management
- Management of 401(k), 403(b), profit-sharing and Keogh plan assets at a non-negotiable annual fee of 0.50%.
Jason Martin owns 50% to 75% of AllGen Financial Advisors. Paul Roldan is CEO; the leadership team includes Chief Investment Officer Jason Martin. It has 18 employees, 13 of them in advisory roles.
Leadership
Paul RoldanChief Executive Officer & Chief Compliance Officer
Jason MartinSenior Partner & Chief Investment Officer
Investment adviser representatives
13 representatives listed in the SEC register as of 9 October 2026.
Staff
- 18 employees
- 13 in advisory functions
- 13 state-registered reps
- 2 insurance agents
- Owns 50% to 75% of Allgen Financial Advisors, Inc.
Jason Martin
Control person · since March 2003
- Owns 50% to 75% of Allgen Financial Advisors, Inc.
Paul Roldan
Control person · since April 2007
AllGen Financial Advisors’ regulatory assets grew 1.8× from $264M (March 2021) to $475M (July 2026); clients rose from 855 to 1,097 and employees from 16 to 18.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $475M | 1,097 | 18 | 1 |
| March 2025 | $393M | 1,004 | 15 | 1 |
| March 2024 | $352M | 995 | 17 | 1 |
| March 2023 | $310M | 991 | 16 | 1 |
| March 2022 | $322M | 1,022 | 17 | 1 |
| March 2021 | $264M | 855 | 16 | 1 |
Besides its headquarters, AllGen Financial Advisors has 0 offices, with 1 listed address in Florida.
Florida · 1 listed address
- 100 W. Lucerne Circle, Suite 200, OrlandoHQ
Contact and registration details
- Legal name
- Allgen Financial Advisors, Inc.
- Headquarters
- 100 W. Lucerne Circle, Suite 200, Orlando, FL 32801
- Website
- allgenfinancial.com
- Phone
- 407-210-3888
- @allgenfinancial
- SEC file
- 801-80077
- Structure
- Florida corporation
- Fiscal year end
- December
AllGen Financial Advisors uses Charles Schwab ($468M) as custodian for its separately managed accounts. AllGen Financial Advisors has custody of $475M in client assets for 1,101 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $468M100%
At year end, AllGen Financial Advisors’ separately managed accounts were mostly in stocks (94%). Its reported 13F holdings for the quarter ended 30 June 2026 total $458M across 36 positions; the largest are Vanguard Index Fds (20.9%), Vanguard BD Index Fds (10.1%) and Vanguard Intl Equity Index F (8.8%).
What the accounts hold
- Stocks94%
- Funds3%
- Bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash1%
Reported 13F holdings
- $458M
- Reported 13F value
- 36
- Positions
- 75.6%
- In the 10 largest
- +8.7%
- Value vs. prior quarter
- Vanguard Index Fds · Total Stk Mkt20.9%
- Vanguard BD Index Fds · Total Bnd Mrkt10.1%
- Vanguard Intl Equity Index F · Allwrld EX US8.8%
- J P Morgan Exchange Traded F · Municipal ETF7.4%
- Invesco Exch Traded FD TR II · Nasdaq 100 ETF5.6%
- Vanguard World FD · Mega Cap Val ETF5.2%
- iShares Gold TR · iShares New5.0%
- Janus Detroit Str TR · Henderson Mtg4.9%
- Franklin Templeton ETF TR · Intl Cor Div Til3.9%
- SPDR Series Trust · ST Inter BD ETF3.8%
Together, the ten largest are 75.6% of reported value.
How many clients does AllGen Financial Advisors have?
AllGen Financial Advisors has 1,097 clients and manages $475 million for them, as of July 2026. They include 963 individual clients, 99 high-net-worth individuals, and 35 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 July 2026
What services does AllGen Financial Advisors offer?
AllGen Financial Advisors provides financial planning, portfolio management for individuals and small businesses, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does AllGen Financial Advisors charge?
AllGen Financial Advisors charges 0.20%–1.00% a year for its Portfolio Management. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $500 annual minimum.
Which custodians does AllGen Financial Advisors use?
AllGen Financial Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $468M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 July 2026
How many financial advisors does AllGen Financial Advisors have?
AllGen Financial Advisors has 13 investment adviser representatives registered with state securities authorities, out of 18 employees, and 13 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does AllGen Financial Advisors invest in?
At the end of its last fiscal year, AllGen Financial Advisors’ separately managed accounts held 94% exchange-traded equities, 3% registered funds (mutual funds, ETFs, BDCs), 1% U.S. government and agency bonds, 1% state and local bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns AllGen Financial Advisors?
AllGen Financial Advisors’ direct owners are Jason Martin (50% to 75%) and Paul Roldan (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 24 July 2026
How does AllGen Financial Advisors get paid?
AllGen Financial Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact AllGen Financial Advisors?
AllGen Financial Advisors’ main office is at 100 W. Lucerne Circle, Suite 200, Orlando, FL 32801. Its phone number is 407-210-3888. Its website is allgenfinancial.com.