Paul Roldan has been Chief Executive Officer & Chief Compliance Officer of AllGen Financial Advisors since April 2007, is a control person of the firm and directly owns between 50% and 75% of it. Paul Roldan holds a Bachelor of Arts in Music from Princeton University and a Master in Public Administration from Harvard University.
Allgen Financial Advisors, Inc. is an Orlando, FL firm with $475M under management, 1,097 clients and 13 advisers in one office, as of its July 2026 filing.
Paul Roldan is CEO, Co-Founder, and Senior Partner at AllGen Financial Advisors, Inc., based in Orlando, Florida. He has 20-plus years of experience in the financial industry, including a role as a Financial Analyst with the Federal Reserve Bank of New York and as a co-founding partner at Heritage Financial Services, LLC. He served as Chairman of the Board of Directors for the Hispanic Chamber of Commerce of Metro Orlando.
Paul Roldan’s longest registration is the current one, 19 years at AllGen Financial Advisors since 2007. Before joining AllGen Financial Advisors in 2007, Paul Roldan was registered through Heritage Financial Services, LLC and Raymond James Financial Services.
- – present · 19 yearsOrlando, FL · Adviser representative · Firm CRD 126877
- Heritage Financial Services, LLC– · 1 yearWinter Park, FL · Adviser representative · Firm CRD 130901
- Raymond James Financial Services– · 3 yearsOrlando, FL · Adviser representative · Firm CRD 6694
- Esi Financial Advisors– · 3 yearsWinter Park, FL · Adviser representative · Firm CRD 265
Professional designations
Listed by AllGen Financial Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Paul Roldan is registered as an investment adviser representative in 2 states. The first approvals date from May 2007; the most recent is Texas, in March 2011.
- FloridaSince 1 May 2007
- TexasSince 30 March 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 29 November 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 29 June 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 February 1996 |
| Series 7 | General Securities Representative Examination | 8 February 1996 |
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2682260
- Firm
- AllGen Financial Advisors · CRD 126877
- Role
- Chief Executive Officer & Chief Compliance Officer
- Office
- 100 W. LUCERNE CIRCLE, SUITE 200, Orlando, FL 32801
- Registration
- Investment adviser registration
- In the industry since
- December 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- allgenfinancial.com
Where does Paul Roldan work?
Paul Roldan has been Chief Executive Officer & Chief Compliance Officer of Allgen Financial Advisors, Inc. since April 2007, and is a control person of the firm.
Is Paul Roldan a financial advisor?
Yes. Paul Roldan has a current investment-adviser registration in Florida and Texas, through AllGen Financial Advisors since May 2007.
How many years of experience does Paul Roldan have?
Paul Roldan has 26 years in the financial industry, since December 1999, across 4 adviser firms.
What exams has Paul Roldan passed?
Paul Roldan has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in February 1996.
Where did Paul Roldan work before AllGen Financial Advisors?
Before AllGen Financial Advisors, Paul Roldan was registered through Heritage Financial Services, LLC, July 2004 to November 2005; Esi Financial Advisors, December 1999 to May 2003.
Where is Paul Roldan based?
Paul Roldan’s registered office is in Orlando, FL.
Is Paul Roldan registered with FINRA?
No. Paul Roldan has no current broker registration.
Is Paul Roldan a CFP?
AllGen Financial Advisors lists Paul Roldan with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Paul Roldan’s record?
Search CRD 2682260 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Roldan’s full registration record.
