Axel Otero has been an investment adviser representative at AllGen Financial Advisors since October 2023, and is not listed among the firm’s executive officers or direct owners. Axel Otero holds a BA in Business Administration from the University of Puerto Rico and an MBA in Finance from Interamerican University of Puerto Rico.
Allgen Financial Advisors, Inc. is an Orlando, FL firm with $475M under management, 1,097 clients and 13 advisers in one office, as of its July 2026 filing.
Axel Otero is a Financial Advisor at AllGen Financial Advisors, Inc., based in Orlando, Florida. He has more than 15 years of experience in investments, banking and small business development. He works with a range of clients and is fluent in English and Spanish.
- – present · 3 yearsOrlando, FL · Adviser representative · Firm CRD 126877
Investment adviser representative registrations
Axel Otero is registered as an investment adviser representative in Florida, since October 2023.
- FloridaSince 13 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 July 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 17 January 2007 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Axel Jose Otero
- CRD
- 5233716
- Firm
- AllGen Financial Advisors · CRD 126877
- Office
- 100 W. LUCERNE CIRCLE, SUITE 200, Orlando, FL 32801
- Registration
- Investment adviser registration
- In the industry since
- October 2023
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- allgenfinancial.com
Where does Axel Otero work?
Axel Otero is an investment adviser representative registered through Allgen Financial Advisors, Inc. since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is Axel Otero a financial advisor?
Yes. Axel Otero has a current investment-adviser registration in Florida, through AllGen Financial Advisors since October 2023.
How many years of experience does Axel Otero have?
Axel Otero has 3 years in the financial industry, since October 2023, across 1 adviser firm.
What exams has Axel Otero passed?
Axel Otero has passed 2 licensing exams: the Series 7 and Series 65. The earliest, the Series 7, was passed in January 2007. FINRA credited Axel Otero with the SIE, which began in October 2018.
Where is Axel Otero based?
Axel Otero’s registered office is in Orlando, FL.
Is Axel Otero registered with FINRA?
No. Axel Otero has no current broker registration.
How can I verify Axel Otero’s record?
Search CRD 5233716 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Axel Otero’s full registration record.
