Alcosta Capital Management provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Alcosta Capital Management reports 60 clients. They include 52 high-net-worth individuals, 6 individual clients, and 2 pension and profit-sharing plans. Of its assets, 100.0% ($210M across 121 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 10% | 2% |
| High-net-worth individuals | 87% | 97% |
| Pension and profit-sharing plans | 3% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 6 | $3.72M | 1.8% | $619K |
| High-net-worth individuals | 52 | $203M | 96.6% | $3.9M |
| Pension and profit-sharing plans | Fewer than 5 | $3.49M | 1.7% | $1.74M |
| Total | 60 | $210M | 100% | — |
- Clients
- 6
- Regulatory AUM
- $3.72M
- AUM share
- 1.8%
- Avg. per client
- $619K
- Clients
- 52
- Regulatory AUM
- $203M
- AUM share
- 96.6%
- Avg. per client
- $3.9M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.49M
- AUM share
- 1.7%
- Avg. per client
- $1.74M
Total
- Clients
- 60
- Regulatory AUM
- $210M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Alcosta Capital Management is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Erick Ormsby owns 75% or more of Alcosta Capital Management. The leadership team of Alcosta Capital Management includes President Erick Ormsby. It has 2 employees, 1 of them in advisory roles.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Alcosta Capital Management, Inc.
Erick Ormsby
Control person · since December 2002
Alcosta Capital Management’s regulatory assets went from $208M (April 2022) to $210M (March 2026); clients fell from 73 to 60 and employees from 3 to 2.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $210M | 60 | 2 | 1 |
| Mar 2025March 2025 | $221M | 64 | 2 | 1 |
| Mar 2024March 2024 | $173M | 65 | 2 | 1 |
| Mar 2023March 2023 | $135M | 68 | 2 | 1 |
| Apr 2022April 2022 | $208M | 73 | 3 | 1 |
Besides its headquarters, Alcosta Capital Management has 0 offices, with 1 listed address in 1 state.
California · 1 listed address
- 3180 Crow Canyon PL., Suite 150, San RamonHQ
Contact and registration details
- Legal name
- Alcosta Capital Management, Inc.
- Headquarters
- 3180 Crow Canyon PL., Suite 150, San Ramon, CA 94583
- Website
- alcostacapital.com
- Phone
- 888-267-6729
- SEC file
- 801-121923
- Structure
- California corporation
- Fiscal year end
- December
Alcosta Capital Management’s named custodian for separately managed accounts is Fidelity ($210M). Alcosta Capital Management does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $210M100%
At year end, Alcosta Capital Management’s separately managed accounts were mostly in stocks (76%) and bonds (15%). Its reported 13F holdings for the quarter ended 30 June 2026 total $148M across 22 positions; the largest are Nvidia Corporation (14.8%), Broadcom Inc. (7.9%) and Alphabet Inc. (7.7%).
What the accounts hold
- Stocks76%
- Bonds15%
- Cash9%
How many clients does Alcosta Capital Management have?
Alcosta Capital Management has 60 clients and manages $210 million for them, as of March 2026. They include 52 high-net-worth individuals, 6 individual clients, and 2 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026
What services does Alcosta Capital Management offer?
Alcosta Capital Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Alcosta Capital Management use?
Alcosta Capital Management’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $210M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026
How many financial advisors does Alcosta Capital Management have?
Alcosta Capital Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Alcosta Capital Management invest in?
At the end of its last fiscal year, Alcosta Capital Management’s separately managed accounts held 76% exchange-traded equities, 15% U.S. government and agency bonds and 9% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Alcosta Capital Management?
Alcosta Capital Management’s direct owner is Erick Ormsby (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 March 2026
How does Alcosta Capital Management get paid?
Alcosta Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Alcosta Capital Management?
Alcosta Capital Management’s main office is at 3180 Crow Canyon PL., Suite 150, San Ramon, CA 94583. Its phone number is 888-267-6729. Its website is alcostacapital.com.