{"url":"https://nivawealth.com/firms/alcosta-capital-management-128679","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/128679","regulatoryAum":210198851,"crd":"128679","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2572594","suffix":null,"lastName":"ORMSBY","firstName":"ERICK","middleName":"ELON"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-04-22","regulatoryAum":207553851,"clients":73,"employees":3,"offices":1},{"filedOn":"2023-03-28","regulatoryAum":134720202,"clients":68,"employees":2,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":173465854,"clients":65,"employees":2,"offices":1},{"filedOn":"2025-03-20","regulatoryAum":220583462,"clients":64,"employees":2,"offices":1},{"filedOn":"2026-03-25","regulatoryAum":210198851,"clients":60,"employees":2,"offices":1}],"secFileNumber":"801-121923","legalName":"Alcosta Capital Management, Inc.","displayName":"Alcosta Capital Management","slug":"alcosta-capital-management-128679","website":"https://alcostacapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"3180 Crow Canyon PL., Suite 150","city":"San Ramon","state":"CA","stateName":"California","country":"United States","postalCode":"94583"},"tradeNames":[],"registration":{"secApproved":"30 July 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3563981.1551724137,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":210198851,"discretionary":210198851,"discretionaryAccounts":121,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":6,"regulatoryAum":3716937},{"label":"High-net-worth individuals","clients":52,"regulatoryAum":202993970},{"label":"Pension and profit-sharing plans","clients":2,"fewerThan5":true,"regulatoryAum":3487944}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:59:27.974858+00:00","documents":[{"name":"ALCOSTA PART 2A_3.25.2026_FINAL","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025525","versionId":1025525,"submittedOn":"2026-03-25"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":210198851}],"custodyNote":"Alcosta Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Erick Ormsby","title":"President and Chief Compliance Officer","crd":"2572594"}],"ownership":[{"label":"Erick Ormsby","detail":"President and chief compliance officer in the 75% or more ownership band and a control person, since December 2002."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"3180 Crow Canyon PL., Suite 150","city":"San Ramon","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"888-267-6729","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":76},{"label":"U.S. government/agency bonds","percent":15},{"label":"Cash and cash equivalents","percent":9}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/128679/PDF/128679.pdf","brochureDate":"25 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025525","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Alcosta Capital Management have?","answer":"Alcosta Capital Management has 60 clients and manages $210 million for them, as of March 2026. They include 52 high-net-worth individuals, 6 individual clients, and 2 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Alcosta Capital Management offer?","answer":"Alcosta Capital Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Alcosta Capital Management use?","answer":"Alcosta Capital Management’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $210M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Alcosta Capital Management have?","answer":"Alcosta Capital Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Alcosta Capital Management invest in?","answer":"At the end of its last fiscal year, Alcosta Capital Management’s separately managed accounts held 76% exchange-traded equities, 15% U.S. government and agency bonds and 9% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Alcosta Capital Management?","answer":"Alcosta Capital Management’s direct owner is Erick Ormsby (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Alcosta Capital Management get paid?","answer":"Alcosta Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Alcosta Capital Management?","answer":"Alcosta Capital Management’s main office is at 3180 Crow Canyon PL., Suite 150, San Ramon, CA 94583. Its phone number is 888-267-6729. Its website is alcostacapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/alcosta-capital-management-128679/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-13","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1842509/000139834426014277/0001398344-26-014277-index.html","totalValue":147795774,"positionCount":22,"top10Share":0.660844646342865,"top10":[{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":21822015,"shares":109061,"shareType":"SH","priorValue":20104832,"priorShares":115280},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":11641122,"shares":30817,"shareType":"SH","priorValue":10091574,"priorShares":32605},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":11417859,"shares":32315,"shareType":"SH","priorValue":9785942,"priorShares":34114},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":10570379,"shares":44350,"shareType":"SH","priorValue":9767446,"priorShares":46898},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":8791914,"shares":30384,"shareType":"SH","priorValue":8152242,"priorShares":32122},{"issuer":"KLA CORP","titleOfClass":"COM NEW","cusip":"482480100","value":7388878,"shares":24490,"shareType":"SH","priorValue":3822376,"priorShares":2596},{"issuer":"AMPHENOL CORP","titleOfClass":"CL A","cusip":"032095101","value":6804718,"shares":38593,"shareType":"SH","priorValue":5173780,"priorShares":40948},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":6562892,"shares":11651,"shareType":"SH","priorValue":7052647,"priorShares":12327},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":6481867,"shares":15411,"shareType":"SH","priorValue":5894096,"priorShares":15855},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":6188402,"shares":16590,"shareType":"SH","priorValue":6492412,"priorShares":17539}],"positionsListed":22,"positions":[{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":21822015,"shares":109061,"shareType":"SH","priorValue":20104832,"priorShares":115280},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":11641122,"shares":30817,"shareType":"SH","priorValue":10091574,"priorShares":32605},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":11417859,"shares":32315,"shareType":"SH","priorValue":9785942,"priorShares":34114},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":10570379,"shares":44350,"shareType":"SH","priorValue":9767446,"priorShares":46898},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":8791914,"shares":30384,"shareType":"SH","priorValue":8152242,"priorShares":32122},{"issuer":"KLA CORP","titleOfClass":"COM NEW","cusip":"482480100","value":7388878,"shares":24490,"shareType":"SH","priorValue":3822376,"priorShares":2596},{"issuer":"AMPHENOL CORP","titleOfClass":"CL A","cusip":"032095101","value":6804718,"shares":38593,"shareType":"SH","priorValue":5173780,"priorShares":40948},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":6562892,"shares":11651,"shareType":"SH","priorValue":7052647,"priorShares":12327},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":6481867,"shares":15411,"shareType":"SH","priorValue":5894096,"priorShares":15855},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":6188402,"shares":16590,"shareType":"SH","priorValue":6492412,"priorShares":17539},{"issuer":"GE AEROSPACE","titleOfClass":"COM NEW","cusip":"369604301","value":6006962,"shares":16073,"shareType":"SH","priorValue":4839981,"priorShares":17056},{"issuer":"MASTERCARD INCORPORATED","titleOfClass":"CL A","cusip":"57636Q104","value":5977277,"shares":11638,"shareType":"SH","priorValue":6149316,"priorShares":12307},{"issuer":"HOWMET AEROSPACE INC","titleOfClass":"COM","cusip":"443201108","value":5717039,"shares":21264,"shareType":"SH","priorValue":5197564,"priorShares":22553},{"issuer":"ARISTA NETWORKS INC","titleOfClass":"COM SHS","cusip":"040413205","value":5230265,"shares":30788,"shareType":"SH","priorValue":4009258,"priorShares":32654},{"issuer":"ELI LILLY & CO","titleOfClass":"COM","cusip":"532457108","value":5050800,"shares":4211,"shareType":"SH","priorValue":4108613,"priorShares":4467},{"issuer":"VIKING HOLDINGS LTD","titleOfClass":"ORD SHS","cusip":"G93A5A101","value":4360971,"shares":41664,"shareType":"SH","priorValue":3247228,"priorShares":44192},{"issuer":"MORGAN STANLEY","titleOfClass":"COM NEW","cusip":"617446448","value":4289501,"shares":20520,"shareType":"SH","priorValue":3582031,"priorShares":21766},{"issuer":"VISA INC","titleOfClass":"COM CL A","cusip":"92826C839","value":4032337,"shares":11753,"shareType":"SH","priorValue":3755030,"priorShares":12424},{"issuer":"RALPH LAUREN CORP","titleOfClass":"CL A","cusip":"751212101","value":3210879,"shares":7999,"shareType":"SH","priorValue":2919099,"priorShares":8486},{"issuer":"ROSS STORES INC","titleOfClass":"COM","cusip":"778296103","value":2857511,"shares":13425,"shareType":"SH","priorValue":3084378,"priorShares":14238},{"issuer":"TJX COS INC NEW","titleOfClass":"COM","cusip":"872540109","value":2831990,"shares":18693,"shareType":"SH","priorValue":3165733,"priorShares":19823},{"issuer":"ISHARES TR","titleOfClass":"RUS 1000 ETF","cusip":"464287622","value":560196,"shares":1368,"shareType":"SH","priorValue":644660,"priorShares":1808}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}