Erick Ormsby has been President and Chief Compliance Officer of Alcosta Capital Management since December 2002, is a control person of the firm and directly owns 75% or more of it. Erick Ormsby holds a Degree in managerial economics from the University of California at Davis.
Alcosta Capital Management, Inc. is a San Ramon, CA firm with $210M under management, 60 clients and 1 adviser in one office, as of its March 2026 filing.
Erick Ormsby is founder and owner of Alcosta Capital Management. His background includes positions as a securities analyst and member of the portfolio management team at Insight Capital Research and Management, and as a registered financial consultant at Merrill Lynch. He was also author of The Alcosta Growth Report, a monthly investment publication.
Erick Ormsby’s longest registration is the current one, 22 years at Alcosta Capital Management since 2003. Before joining Alcosta Capital Management in 2003, Erick Ormsby was registered through First Allied Securities, Inc.
- – present · 22 yearsSan Ramon, CA · Adviser representative · Firm CRD 128679
- First Allied Securities, Inc.– · 4 yearsSan Ramon, CA · Adviser representative · Firm CRD 32444
Investment adviser representative registrations
Erick Ormsby is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2003; the most recent is Texas, in August 2015.
- CaliforniaSince 4 November 2003
- TexasResidentSince 28 August 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 9 October 2002 |
| Series 7 | General Securities Representative Examination | 13 September 1995 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 January 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 December 1994 |
| Series 2 | Non-Member General Securities Examination | 6 December 1994 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Non-Member General Securities Examination
- Full name
- Erick Elon Ormsby
- CRD
- 2572594
- Firm
- Alcosta Capital Management · CRD 128679
- Role
- President and Chief Compliance Officer
- Office
- 3180 CROW CANYON PL., SUITE 150, San Ramon, CA 94583
- Registration
- Investment adviser registration
- In the industry since
- August 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- alcostacapital.com
Where does Erick Ormsby work?
Erick Ormsby has been President and Chief Compliance Officer of Alcosta Capital Management, Inc. since December 2002, and is a control person of the firm.
Is Erick Ormsby a financial advisor?
Yes. Erick Ormsby has a current investment-adviser registration in California and Texas, through Alcosta Capital Management since November 2003.
How many years of experience does Erick Ormsby have?
Erick Ormsby has 24 years in the financial industry, since August 2002, across 2 adviser firms.
What exams has Erick Ormsby passed?
Erick Ormsby has passed 5 licensing exams: the Series 2, Series 63, Series 65, Series 7 and Series 24. The earliest, the Series 2, was passed in December 1994.
Where is Erick Ormsby based?
Erick Ormsby’s registered office is in San Ramon, CA.
Is Erick Ormsby registered with FINRA?
No. Erick Ormsby has no current broker registration.
How can I verify Erick Ormsby’s record?
Search CRD 2572594 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Erick Ormsby’s full registration record.