1207 Capital Group provides portfolio management for pooled vehicles and selecting other managers. The firm advises 4 private funds.
1207 Capital Group reports 4 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($163M across 4 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 4 | $163M | 100.0% | $40.7M |
| Total | 4 | $163M | 100% | $40.7M |
- Clients
- 4
- Regulatory AUM
- $163M
- AUM share
- 100.0%
- Avg. per client
- $40.7M
Total
- Clients
- 4
- Regulatory AUM
- $163M
- AUM share
- 100%
- Avg. per client
- $40.7M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 4
1207 Capital Group is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
The leadership team of 1207 Capital Group includes Chief Compliance Officer Robert Jernigan. It has 4 employees, 3 of them in advisory roles.
Leadership
- Robert JerniganChief Compliance Officer
- Robert JerniganManaging Member
- William SweeMember
Staff
- 4 employees
- 3 in advisory functions
- Owns 10% to 25% of 1207 Capital Group, LLC
Robert Jernigan
Control person · since January 2002
- Owns 10% to 25% of 1207 Capital Group, LLC
William Swee
since January 2016
1207 Capital Group’s regulatory assets grew from $144M (March 2021) to $163M (March 2026); clients were 4 in both filings and employees fell from 6 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $163M | 4 | 4 | 3 |
| March 2025 | $138M | 4 | 4 | 2 |
| March 2024 | $141M | 4 | 4 | 2 |
| March 2023 | $138M | 4 | 4 | 2 |
| June 2022 | $158M | 4 | 5 | 2 |
| March 2021 | $144M | 4 | 6 | 2 |
Besides its headquarters, 1207 Capital Group has 2 offices (1 private residence, listed without an address), with 2 listed addresses in Alaska and Illinois.
Alaska · 1 listed address
- 119 Seward Street, Suite 2, JuneauHQ
Illinois · 1 listed address
- 167 N. Green Street, Floor 4, Chicago
Other business names
1207 Capital Group has reported 1 other business name to the SEC.
- Cimarron Funds (Dba)
Contact and registration details
- Legal name
- 1207 Capital Group, LLC
- Headquarters
- 119 Seward Street, Suite 2, Juneau, AK 99801
- Website
- cimarrongrp.com
- Phone
- 312-690-6201
- SEC file
- 801-76747
- Structure
- Alaska LLC
- Fiscal year end
- December
1207 Capital Group has custody of $163M in client assets for 4 clients.
How many clients does 1207 Capital Group have?
1207 Capital Group has 4 clients and manages $163 million for them, as of March 2026. They include 4 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does 1207 Capital Group offer?
1207 Capital Group provides portfolio management for pooled vehicles and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does 1207 Capital Group have?
1207 Capital Group has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns 1207 Capital Group?
1207 Capital Group’s direct owners are Robert Jernigan and William Swee, each holding 25% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does 1207 Capital Group get paid?
1207 Capital Group is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is 1207 Capital Group registered with the SEC?
Yes, 1207 Capital Group has been registered with the SEC as an investment adviser since 15 June 2012. Its CRD number is 162611 and its SEC file number is 801-76747.
Source: Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record
How do I contact 1207 Capital Group?
1207 Capital Group’s main office is at 119 Seward Street, Suite 2, Juneau, AK 99801. Its phone number is 312-690-6201. Its website is cimarrongrp.com.