{"url":"https://nivawealth.com/firms/1207-capital-group-162611","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/162611","regulatoryAum":162741607,"crd":"162611","history":[{"filedOn":"2021-03-30","regulatoryAum":144457207,"clients":4,"employees":6,"offices":2},{"filedOn":"2022-06-30","regulatoryAum":157603264,"clients":4,"employees":5,"offices":2},{"filedOn":"2023-03-27","regulatoryAum":138423558,"clients":4,"employees":4,"offices":2},{"filedOn":"2024-03-29","regulatoryAum":140528295,"clients":4,"employees":4,"offices":2},{"filedOn":"2025-03-21","regulatoryAum":137961982,"clients":4,"employees":4,"offices":2},{"filedOn":"2026-03-30","regulatoryAum":162741607,"clients":4,"employees":4,"offices":3}],"secFileNumber":"801-76747","legalName":"1207 Capital Group, LLC","displayName":"1207 Capital Group","slug":"1207-capital-group-162611","website":"https://cimarrongrp.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Alaska limited liability company","fiscalYearEnd":"December","headquarters":{"street":"119 Seward Street, Suite 2","city":"Juneau","state":"AK","stateName":"Alaska","country":"United States","postalCode":"99801"},"tradeNames":["Cimarron Funds (Dba)"],"registration":{"secApproved":"15 June 2012","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":162741607,"discretionary":162741607,"discretionaryAccounts":4,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":4,"regulatoryAum":162741607}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"1207 Capital Group has custody of $163M in client assets for 4 clients.","leadership":[{"name":"Robert Jernigan","title":"Chief Compliance Officer","crd":"6130781"},{"name":"Robert Jernigan","title":"Managing Member","crd":"258495"},{"name":"William Swee","title":"Member","crd":"6630450"}],"ownership":[{"label":"Robert Jernigan","detail":"Managing member in the 10% to 25% ownership band and a control person, since January 2002. Also chief compliance officer in the 50% to 75% ownership band and a control person, since September 2012."},{"label":"William Swee","detail":"Member in the 10% to 25% ownership band, since January 2016."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Alaska","offices":1,"addresses":[{"street":"119 Seward Street, Suite 2","city":"Juneau","headquarters":true}]},{"state":"Illinois","offices":1,"addresses":[{"street":"167 N. Green Street, Floor 4","city":"Chicago"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"312-690-6201","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":4},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/162611/PDF/162611.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does 1207 Capital Group have?","answer":"1207 Capital Group has 4 clients and manages $163 million for them, as of March 2026. They include 4 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does 1207 Capital Group offer?","answer":"1207 Capital Group provides portfolio management for pooled vehicles and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does 1207 Capital Group have?","answer":"1207 Capital Group has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns 1207 Capital Group?","answer":"1207 Capital Group’s direct owners are Robert Jernigan and William Swee, each holding 25% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does 1207 Capital Group get paid?","answer":"1207 Capital Group is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is 1207 Capital Group registered with the SEC?","answer":"Yes, 1207 Capital Group has been registered with the SEC as an investment adviser since 15 June 2012. Its CRD number is 162611 and its SEC file number is 801-76747.","source":"Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact 1207 Capital Group?","answer":"1207 Capital Group’s main office is at 119 Seward Street, Suite 2, Juneau, AK 99801. Its phone number is 312-690-6201. Its website is cimarrongrp.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}