Zbynek Kozelsky has been Chief Operations Officer of Ashton Thomas Private Wealth since March 2026, is a control person of the firm and directly owns under 5% of it.
Ashton Thomas Private Wealth, LLC is a Scottsdale, AZ firm with $6.01B under management, 3,229 clients and 63 advisers across 26 offices, as of its August 2026 filing.
Zbynek Kozelsky’s longest registration was 14 years at Deutsche Bank Securities Inc. (2009–2023).
- Ashton Thomas Securities, LLCAlso current– present · 1 yearNew York, NY · Adviser representative · Firm CRD 16629
- Deutsche Bank Securities Inc.– · 14 yearsNew York, NY · Adviser representative · Firm CRD 2525
Investment adviser representative registrations
Zbynek Kozelsky is registered as an investment adviser representative in New York, since April 2025.
- New YorkSince 23 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 9 December 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 February 2008 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 5 January 2004 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 20 October 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 July 2001 |
| Series 7 | General Securities Representative Examination | 5 April 2001 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4273719
- Firm
- Ashton Thomas Private Wealth · CRD 153902
- Role
- Chief Operations Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Zbynek Kozelsky work?
Zbynek Kozelsky has been Chief Operations Officer of Ashton Thomas Private Wealth, LLC since March 2026, and is a control person of the firm.
Is Zbynek Kozelsky a financial advisor?
Yes. Zbynek Kozelsky has a current investment-adviser registration in New York.
How many years of experience does Zbynek Kozelsky have?
Zbynek Kozelsky has 23 years in the financial industry, since February 2003, across 2 adviser firms.
What exams has Zbynek Kozelsky passed?
Zbynek Kozelsky has passed 6 licensing exams: the Series 7, Series 63, Series 9, Series 10, Series 66 and Series 24. The earliest, the Series 7, was passed in April 2001. FINRA credited Zbynek Kozelsky with the SIE, which began in October 2018.
Where was Zbynek Kozelsky previously registered as an investment adviser?
Zbynek Kozelsky has past investment-adviser registrations through Deutsche Bank Securities Inc., May 2009 to June 2023, across 2 firms.
Is Zbynek Kozelsky registered with FINRA?
Yes. Zbynek Kozelsky has a current broker registration, under CRD 4273719.
Source: FINRA BrokerCheck
How can I verify Zbynek Kozelsky’s record?
Search CRD 4273719 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Zbynek Kozelsky’s full registration record.
- Kevin KadingChief Financial Officer
- Cynthia-Elaine SchlangerChief Compliance Officer
- Heidi BrodtBusiness Manager
- Aaron BrodtCEO
- Drinan GorneyChief Administrative Officer and General Counsel