Heidi Brodt is not listed as a control person, but directly owns under 5% of Ashton Thomas Private Wealth.
Ashton Thomas Private Wealth is an investment adviser based in Scottsdale, AZ, registered with the SEC since 2010. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $6.01 billion, as filed on 24 August 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 6671739
- Firm
- Ashton Thomas Private Wealth · CRD 153902
- Role
- Business Manager
- In role since
- January 2013 · 13 years
- Control person
- Not listed
- Direct ownership
- Under 5%
- Firm headquarters
- Scottsdale, AZ
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Heidi Brodt work?
Heidi Brodt has been Business Manager of Ashton Thomas Private Wealth, LLC since January 2013.
How can I verify Heidi Brodt’s record?
Heidi Brodt’s role is listed on Ashton Thomas Private Wealth, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 153902.
- Kevin KadingChief Financial Officer
- Cynthia-Elaine SchlangerChief Compliance Officer
- Aaron BrodtCEO
- Drinan GorneyChief Administrative Officer and General Counsel
- Zbynek KozelskyChief Operations Officer