Cynthia-Elaine Schlanger has been Chief Compliance Officer of Ashton Thomas Private Wealth since January 2025, is not listed as a control person, but directly owns under 5% of the firm.
Ashton Thomas Private Wealth, LLC is a Scottsdale, AZ firm with $6.01B under management, 3,229 clients and 63 advisers across 26 offices, as of its August 2026 filing.
Cynthia-Elaine Schlanger’s longest registration was 5 years at Sagepoint Financial, Inc. (2014–2020).
- Prune– · under a yearSpring, TX · Adviser representative · Firm CRD 335153
- Onyx Bridge Wealth Group LLCAlso current– present · 4 yearsSpring, TX · Adviser representative · Firm CRD 306097
- Sagepoint Financial, Inc.– · 5 yearsThe Woodlands, TX · Adviser representative · Firm CRD 133763
Investment adviser representative registrations
Cynthia-Elaine Schlanger is registered as an investment adviser representative in Texas, since February 2022.
- TexasSince 16 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 18 July 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 September 2012 |
| Series 7 | General Securities Representative Examination | 19 June 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Cynthia-Elaine Leal Schlanger
- CRD
- 5767772
- Firm
- Ashton Thomas Private Wealth · CRD 153902
- Role
- Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- August 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Cynthia-Elaine Schlanger work?
Cynthia-Elaine Schlanger has been Chief Compliance Officer of Ashton Thomas Private Wealth, LLC since January 2025.
Is Cynthia-Elaine Schlanger a financial advisor?
Yes. Cynthia-Elaine Schlanger has a current investment-adviser registration in Texas.
How many years of experience does Cynthia-Elaine Schlanger have?
Cynthia-Elaine Schlanger has 12 years in the financial industry, since August 2014, across 3 adviser firms.
What exams has Cynthia-Elaine Schlanger passed?
Cynthia-Elaine Schlanger has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in June 2012. FINRA credited Cynthia-Elaine Schlanger with the SIE, which began in October 2018.
Where was Cynthia-Elaine Schlanger previously registered as an investment adviser?
Cynthia-Elaine Schlanger has past investment-adviser registrations through Prune, April 2025 to May 2025; Sagepoint Financial, Inc., August 2014 to January 2020, across 3 firms.
Is Cynthia-Elaine Schlanger registered with FINRA?
No. Cynthia-Elaine Schlanger has no current broker registration.
How can I verify Cynthia-Elaine Schlanger’s record?
Search CRD 5767772 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Cynthia-Elaine Schlanger’s full registration record.
- Kevin KadingChief Financial Officer
- Heidi BrodtBusiness Manager
- Aaron BrodtCEO
- Drinan GorneyChief Administrative Officer and General Counsel
- Zbynek KozelskyChief Operations Officer