Zachary Spainhour has been an investment adviser representative at A4 Wealth Advisors since August 2024, and is not listed among the firm’s executive officers or direct owners. Zachary Spainhour holds a Bachelor's in Economics from the University of North Carolina at Chapel Hill.
A4 Wealth Advisors LLC is a Huntersville, NC firm with $214M under management, 587 clients and 7 advisers in one office, as of its September 2026 filing.
Zachary Spainhour is an Investment Advisor Representative of A4 Wealth Advisors, LLC. He is also an IRS Enrolled Agent and a licensed Life, Disability & Long-Term Care agent, and works in tax planning, portfolio construction, and comprehensive financial planning.
Zachary Spainhour’s longest registration was 3 years at LPL Financial LLC (2021–2024). Before joining A4 Wealth Advisors in 2024, Zachary Spainhour was registered through LPL Financial LLC and Brokers Financial.
- A4 Wealth Advisors LLCCurrent– present · 2 yearsHuntersville, NC · Adviser representative · Firm CRD 152397
- LPL Financial LLC– · 3 yearsFort Mill, SC · Adviser representative · Firm CRD 6413
- Brokers Financial– · 1 yearGastonia, NC · Adviser representative · Firm CRD 139627
Professional designations
Listed by A4 Wealth Advisors
- IRS Enrolled Agent
- CERTIFIED FINANCIAL PLANNER®
Investment adviser representative registrations
Zachary Spainhour is registered as an investment adviser representative in North Carolina, since August 2024.
- North CarolinaSince 19 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 11 July 2023 |
| Series 7TO | General Securities Representative Examination | 10 April 2023 |
| SIE | Securities Industry Essentials Examination | 15 August 2022 |
| Series 65 | Uniform Investment Adviser Law Examination | 15 January 2020 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Zachary Alan Spainhour
- CRD
- 7230414
- Firm
- A4 Wealth Advisors · CRD 152397
- Office
- 16140 NORTHCROSS DRIVE, Huntersville, NC 28078
- Registration
- Investment adviser registration
- In the industry since
- March 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- a4wealth.com
Where does Zachary Spainhour work?
Zachary Spainhour is an investment adviser representative registered through A4 Wealth Advisors LLC since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is Zachary Spainhour a financial advisor?
Yes. Zachary Spainhour has a current investment-adviser registration in North Carolina, through A4 Wealth Advisors since August 2024.
How many years of experience does Zachary Spainhour have?
Zachary Spainhour has 6 years in the financial industry, since March 2020, across 3 adviser firms.
What exams has Zachary Spainhour passed?
Zachary Spainhour has passed 4 licensing exams: the Series 65, SIE, Series 7TO and Series 63. The earliest, the Series 65, was passed in January 2020.
Where did Zachary Spainhour work before A4 Wealth Advisors?
Before A4 Wealth Advisors, Zachary Spainhour was registered through LPL Financial LLC, March 2021 to August 2024; Brokers Financial, March 2020 to April 2021.
Where is Zachary Spainhour based?
Zachary Spainhour’s registered office is in Huntersville, NC.
Is Zachary Spainhour registered with FINRA?
No. Zachary Spainhour has no current broker registration.
Is Zachary Spainhour a CFP?
A4 Wealth Advisors lists Zachary Spainhour with the CFP credential (“CERTIFIED FINANCIAL PLANNER®”) on its website. CFP Board confirms certification status.
How can I verify Zachary Spainhour’s record?
Search CRD 7230414 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Zachary Spainhour’s full registration record.
