Heather Fowler has been Chief Compliance Officer/ Investment Advisor Representative of A4 Wealth Advisors since April 2024, is a control person of the firm and directly owns under 5% of it.
A4 Wealth Advisors LLC is a Huntersville, NC firm with $214M under management, 587 clients and 7 advisers in one office, as of its September 2026 filing.
Heather Fowler is Chief Compliance Officer and Director of Operations of A4 Wealth Advisors, LLC. She brings over 17 years of experience in the mortgage and financial services industry and has been part of the firm since 2023. She manages scheduling, reporting, compliance tasks, and administrative support across the firm.
- A4 Wealth Advisors LLCCurrent– present · 2 yearsHuntersville, NC · Adviser representative · Firm CRD 152397
Investment adviser representative registrations
Heather Fowler is registered as an investment adviser representative in North Carolina, since May 2024.
- North CarolinaSince 1 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 March 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Heather Marie Fowler
- CRD
- 7897983
- Firm
- A4 Wealth Advisors · CRD 152397
- Role
- Chief Compliance Officer/ Investment Advisor Representative
- Office
- 16140 NORTHCROSS DRIVE, Huntersville, NC 28078
- Registration
- Investment adviser registration
- In the industry since
- April 2024
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- a4wealth.com
Where does Heather Fowler work?
Heather Fowler has been Chief Compliance Officer/ Investment Advisor Representative of A4 Wealth Advisors LLC since April 2024, and is a control person of the firm.
Is Heather Fowler a financial advisor?
Yes. Heather Fowler has a current investment-adviser registration in North Carolina, through A4 Wealth Advisors since May 2024.
How many years of experience does Heather Fowler have?
Heather Fowler has 2 years in the financial industry, since April 2024, across 1 adviser firm.
What exams has Heather Fowler passed?
Heather Fowler passed the Series 65 in March 2024.
Where is Heather Fowler based?
Heather Fowler’s registered office is in Huntersville, NC.
Is Heather Fowler registered with FINRA?
No. Heather Fowler has no current broker registration.
How can I verify Heather Fowler’s record?
Search CRD 7897983 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Heather Fowler’s full registration record.