John Balcerzak has been Managing Member of A4 Wealth Advisors since April 2010, is a control person of the firm and directly owns 75% or more of it.
A4 Wealth Advisors LLC is a Huntersville, NC firm with $214M under management, 587 clients and 7 advisers in one office, as of its September 2026 filing.
John B. Balcerzak is CEO, Founder and Investment Advisor Representative of A4 Wealth Advisors, LLC. He has 30 years of experience in the financial services industry. He is a regular contributor to WCNC's Charlotte Today show, hosts a radio show called "Creating Lifestyles Building Legacies", and is a published author.
John Balcerzak’s longest registration is the current one, 16 years at A4 Wealth Advisors since 2010. Before joining A4 Wealth Advisors in 2010, John Balcerzak was registered through Trident Investment Management Inc and KCD Financial, Inc.
- Formula Folio Investments– · 3 yearsHuntersville, NC · Adviser representative · Firm CRD 153467
- Gradient Investments, LLC– · 6 yearsHuntersville, NC · Adviser representative · Firm CRD 141726
- A4 Wealth Advisors LLCCurrent– present · 16 yearsHuntersville, NC · Adviser representative · Firm CRD 152397
- Trident Investment Management Inc– · under a yearHuntersville, NC · Adviser representative · Firm CRD 149818
- KCD Financial, Inc.– · 1 yearHuntersville, NC · Adviser representative · Firm CRD 127473
- Investment Advisors International, Inc.– · 1 yearHuntersville, NC · Adviser representative · Firm CRD 139233
Professional designations
Listed by A4 Wealth Advisors
- CERTIFIED FINANCIAL PLANNER®
Investment adviser representative registrations
John Balcerzak is registered as an investment adviser representative in 2 states. The first approvals date from June 2010; the most recent is Texas, in November 2023.
- North CarolinaSince 4 June 2010
- TexasSince 17 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 22 April 2002 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 July 2001 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 20 March 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 July 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 June 1997 |
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- John Burke Balcerzak
- CRD
- 2902873
- Firm
- A4 Wealth Advisors · CRD 152397
- Role
- Managing Member
- Office
- 16140 NORTHCROSS DRIVE, Huntersville, NC 28078
- Registration
- Investment adviser registration
- In the industry since
- October 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- a4wealth.com
Where does John Balcerzak work?
John Balcerzak has been Managing Member of A4 Wealth Advisors LLC since April 2010, and is a control person of the firm.
Is John Balcerzak a financial advisor?
Yes. John Balcerzak has a current investment-adviser registration in North Carolina and Texas, through A4 Wealth Advisors since June 2010.
How many years of experience does John Balcerzak have?
John Balcerzak has 20 years in the financial industry, since October 2006, across 6 adviser firms.
What exams has John Balcerzak passed?
John Balcerzak has passed 5 licensing exams: the Series 63, Series 6, Series 26, Series 65 and Series 7. The earliest, the Series 63, was passed in June 1997.
Where did John Balcerzak work before A4 Wealth Advisors?
Before A4 Wealth Advisors, John Balcerzak was registered through Trident Investment Management Inc, June 2009 to May 2010; KCD Financial, Inc., December 2007 to June 2009; Investment Advisors International, Inc., October 2006 to December 2007.
Where is John Balcerzak based?
John Balcerzak’s registered office is in Huntersville, NC.
Is John Balcerzak registered with FINRA?
No. John Balcerzak has no current broker registration.
Is John Balcerzak a CFP?
A4 Wealth Advisors lists John Balcerzak with the CFP credential (“CERTIFIED FINANCIAL PLANNER®”) on its website. CFP Board confirms certification status.
How can I verify John Balcerzak’s record?
Search CRD 2902873 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Balcerzak’s full registration record.
