Zachary Pohlenz has been an investment adviser representative at Clayton Financial Services since February 2020, and is not listed among the firm’s executive officers or direct owners.
Clayton Financial Services Inc is a Topeka, KS firm with $910M under management, 753 clients and 8 advisers across 2 offices, as of its September 2026 filing.
Zachary Pohlenz’s longest registration is the current one, 6 years at Clayton Financial Services since 2020. Before joining Clayton Financial Services in 2020, Zachary Pohlenz was registered through Ameriprise Financial Services, LLC.
- Clayton Wealth PartnersCurrent– present · 6 yearsTopeka, KS · Adviser representative · Firm CRD 105898
- Ameriprise Financial Services, LLC.– · under a yearTopeka, KS · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Zachary Pohlenz is registered as an investment adviser representative in 2 states. The first approvals date from February 2020; the most recent is Texas, in January 2021.
- KansasSince 27 February 2020
- TexasSince 2 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 20 May 2019 |
| Series 7TO | General Securities Representative Examination | 5 April 2019 |
| SIE | Securities Industry Essentials Examination | 5 February 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Zachary Wayne Pohlenz
- CRD
- 6786389
- Firm
- Clayton Financial Services · CRD 105898
- Office
- 716 SOUTH KANSAS AVENUE, Topeka, KS 66603-3808
- Registration
- Investment adviser registration
- In the industry since
- April 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Zachary Pohlenz work?
Zachary Pohlenz is an investment adviser representative registered through Clayton Financial Services Inc since February 2020, and is not listed among the firm’s executive officers or direct owners.
Is Zachary Pohlenz a financial advisor?
Yes. Zachary Pohlenz has a current investment-adviser registration in Kansas and Texas, through Clayton Financial Services since February 2020.
How many years of experience does Zachary Pohlenz have?
Zachary Pohlenz has 7 years in the financial industry, since April 2019, across 2 adviser firms.
What exams has Zachary Pohlenz passed?
Zachary Pohlenz has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in February 2019.
Where did Zachary Pohlenz work before Clayton Financial Services?
Before Clayton Financial Services, Zachary Pohlenz was registered through Ameriprise Financial Services, LLC., May 2019 to February 2020.
Where is Zachary Pohlenz based?
Zachary Pohlenz’s registered office is in Topeka, KS.
Is Zachary Pohlenz registered with FINRA?
No. Zachary Pohlenz has no current broker registration.
How can I verify Zachary Pohlenz’s record?
Search CRD 6786389 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Zachary Pohlenz’s full registration record.
