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Clinton Patty

Chief Compliance Officer/Managing Partner/Director at Clayton Financial Services

Firm officerUpdated

Clinton Patty has been Chief Compliance Officer/Managing Partner/Director of Clayton Financial Services Inc, a Topeka, KS investment adviser managing $910M, since June 2016.

10
Years in role
$910M
Firm AUM
753
Firm clients
8
Firm advisers

From Form ADV filed 9 September 2026Form ADV

Career

Clinton Patty is a control person of Clayton Financial Services and directly owns between 10% and 25% of it.

Clayton Financial Services is an investment adviser based in Topeka, KS, registered with the SEC since 1982. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $910 million, as filed on 9 September 2026. Its fees, ownership and offices are on the firm’s profile.

Key facts

CRD
7088954
Firm
Clayton Financial Services · CRD 105898
Role
Chief Compliance Officer/Managing Partner/Director
In role since
June 2016 · 10 years
Control person
Yes
Direct ownership
10% to 25%
Firm headquarters
Topeka, KS
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Clinton Patty work?

Clinton Patty has been Chief Compliance Officer/Managing Partner/Director of Clayton Financial Services Inc since June 2016, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 9 September 2026

How can I verify Clinton Patty’s record?

Clinton Patty’s role is listed on Clayton Financial Services Inc’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 105898.

Source: Form ADV, Schedule A, filed 9 September 2026

Leadership at Clayton Financial Services

Sources

  1. IAPD individual lookup, CRD 7088954, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Clayton Financial Services Inc, filed 9 September 2026. Title, control and ownership bands.