Randy Clayton has been Founding Partner/Director of Clayton Financial Services since August 1984, is a control person of the firm and directly owns between 10% and 25% of it.
Clayton Financial Services Inc is a Topeka, KS firm with $910M under management, 753 clients and 8 advisers across 2 offices, as of its September 2026 filing.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 17 June 1986 |
| Series 7 | General Securities Representative Examination | 19 February 1983 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 April 1981 |
| Series 1 | Registered Representative Examination | 12 September 1977 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- Randy Joe Clayton
- CRD
- 842998
- Firm
- Clayton Financial Services · CRD 105898
- Role
- Founding Partner/Director
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Randy Clayton work?
Randy Clayton has been Founding Partner/Director of Clayton Financial Services Inc since August 1984, and is a control person of the firm.
Does Randy Clayton have a current investment-adviser registration?
Randy Clayton has no current investment-adviser or broker registration.
What exams has Randy Clayton passed?
Randy Clayton has passed 4 licensing exams: the Series 1, Series 63, Series 7 and Series 24. The earliest, the Series 1, was passed in September 1977.
Where was Randy Clayton previously registered as an investment adviser?
Randy Clayton has past investment-adviser registrations through Clayton Wealth Partners, June 1987 to February 2023, across 1 firm.
Is Randy Clayton registered with FINRA?
No. Randy Clayton has no current broker registration.
How can I verify Randy Clayton’s record?
Search CRD 842998 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Randy Clayton’s full registration record.
