Xuan Wang has been an investment adviser representative at Delta Investment Management since August 2024, and is not listed among the firm’s executive officers or direct owners.
Delta Investment Management, LLC is a San Francisco, CA firm with $857M under management, 1,099 clients and 25 advisers across 11 offices, as of its April 2026 filing.
Xuan Wang’s longest registration is the current one, 2 years at Delta Investment Management since 2024. Before joining Delta Investment Management in 2024, Xuan Wang was registered through Lido Advisors.
- – present · 2 yearsSan Francisco, CA · Adviser representative · Firm CRD 149596
- Lido Advisors– · 1 yearSan Francisco, CA · Adviser representative · Firm CRD 269866
Investment adviser representative registrations
Xuan Wang is registered as an investment adviser representative in California, since August 2024.
- CaliforniaSince 8 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 17 January 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 23 November 2021 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7452052
- Firm
- Delta Investment Management · CRD 149596
- Office
- 708 Montgomery Street, San Francisco, CA 94111
- Registration
- Investment adviser registration
- In the industry since
- July 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Xuan Wang work?
Xuan Wang is an investment adviser representative registered through Delta Investment Management, LLC since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is Xuan Wang a financial advisor?
Yes. Xuan Wang has a current investment-adviser registration in California, through Delta Investment Management since August 2024.
How many years of experience does Xuan Wang have?
Xuan Wang has 3 years in the financial industry, since July 2023, across 2 adviser firms.
What exams has Xuan Wang passed?
Xuan Wang has passed 2 licensing exams: the Series 65 and SIE. The earliest, the Series 65, was passed in November 2021.
Where did Xuan Wang work before Delta Investment Management?
Before Delta Investment Management, Xuan Wang was registered through Lido Advisors, November 2021 to December 2022.
Where is Xuan Wang based?
Xuan Wang’s registered office is in San Francisco, CA.
Is Xuan Wang registered with FINRA?
No. Xuan Wang has no current broker registration.
How can I verify Xuan Wang’s record?
Search CRD 7452052 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Xuan Wang’s full registration record.
