Nicholas Atkeson has been Managing Member/Chief Compliance Officer of Delta Investment Management since December 2008, is a control person of the firm and directly owns between 50% and 75% of it. Nicholas Atkeson holds a BA in Economics from Haverford College and an MBA from Stanford University Graduate School of Business.
Delta Investment Management, LLC is a San Francisco, CA firm with $857M under management, 1,099 clients and 25 advisers across 11 offices, as of its April 2026 filing.
Nick Atkeson is a principal of Delta Investment Management, based in San Francisco. He has over 25 years of industry experience. Prior to founding Delta Investment Management, he was a partner and portfolio manager of Delta Force Capital, a San Francisco-based hedge fund, and held senior positions at Banc of America Securities, ThinkEquity, and Susquehanna International Group.
Nicholas Atkeson’s longest registration is the current one, 17 years at Delta Investment Management since 2009. Before joining Delta Investment Management in 2009, Nicholas Atkeson was registered through Delta Force Capital, LLC.
- US Capital Wealth Management, LLC– · 1 yearSan Francisco, CA · Adviser representative · Firm CRD 284435
- – present · 17 yearsSan Francisco, CA · Adviser representative · Firm CRD 149596
- Delta Force Capital, LLC– · 3 yearsSan Francisco, CA · Adviser representative · Firm CRD 140329
Investment adviser representative registrations
Nicholas Atkeson is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from April 2009; the most recent is Texas, in May 2013.
- CaliforniaSince 6 April 2009
- TexasResidentSince 4 May 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 March 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 July 1997 |
| Series 7 | General Securities Representative Examination | 23 June 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicholas Granger Atkeson
- CRD
- 2883445
- Firm
- Delta Investment Management · CRD 149596
- Role
- Managing Member/Chief Compliance Officer
- Office
- 708 Montgomery Street, San Francisco, CA 94111
- Registration
- Investment adviser registration
- In the industry since
- May 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- deltaim.com
Where does Nicholas Atkeson work?
Nicholas Atkeson has been Managing Member/Chief Compliance Officer of Delta Investment Management, LLC since December 2008, and is a control person of the firm.
Is Nicholas Atkeson a financial advisor?
Yes. Nicholas Atkeson has a current investment-adviser registration in California and Texas, through Delta Investment Management since April 2009.
How many years of experience does Nicholas Atkeson have?
Nicholas Atkeson has 20 years in the financial industry, since May 2006, across 3 adviser firms.
What exams has Nicholas Atkeson passed?
Nicholas Atkeson has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in June 1997.
Where is Nicholas Atkeson based?
Nicholas Atkeson’s registered office is in San Francisco, CA.
Is Nicholas Atkeson registered with FINRA?
No. Nicholas Atkeson has no current broker registration.
How can I verify Nicholas Atkeson’s record?
Search CRD 2883445 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Atkeson’s full registration record.
