Wyatt Lewis has been Managing Member/Chief Compliance Officer of Lewis Financial since June 2023, is a control person of the firm and directly owns 75% or more of it. Wyatt Lewis holds a B.A. in Economics from the University of California, Santa Cruz.
Lewis Financial, LLC is a San Luis Obispo, CA firm with $134M under management, 255 clients and 3 advisers in one office, as of its February 2026 filing.
Wyatt Lewis is Owner and Financial Advisor of Lewis Financial, based in San Luis Obispo, CA. He moved from building leasing programs for Silicon Valley technology companies into financial services in 2003 and became owner after 20 years in the business. He leads the firm's operations and direction while working with clients on financial planning and investments.
Wyatt Lewis’ longest registration was 14 years at LPL Financial LLC (2005–2020). Before joining Lewis Financial in 2014, Wyatt Lewis was registered through LPL Financial LLC.
- LPL Financial LLCAlso current– present · under a yearSan Luis Obispo, CA · Adviser representative · Firm CRD 6413
- Lewis Financial, LLCCurrent– present · 12 yearsSan Luis Obispo, CA · Adviser representative · Firm CRD 170324
- LPL Financial LLC– · 14 yearsSan Luis Obispo, CA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Wyatt Lewis is registered as an investment adviser representative in 2 states. The first approvals date from May 2014; the most recent is Wisconsin, in January 2026.
- CaliforniaSince 28 May 2014
- WisconsinSince 21 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 23 April 2004 |
| Series 7 | General Securities Representative Examination | 29 January 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Wyatt Evan Lewis
- CRD
- 4665596
- Firm
- Lewis Financial · CRD 170324
- Role
- Managing Member/Chief Compliance Officer
- Office
- 3590 Sacramento Drive, Suite 140, San Luis Obispo, CA 93401
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- lewisfinancialslo.com
Where does Wyatt Lewis work?
Wyatt Lewis has been Managing Member/Chief Compliance Officer of Lewis Financial, LLC since June 2023, and is a control person of the firm.
Is Wyatt Lewis a financial advisor?
Yes. Wyatt Lewis has a current investment-adviser registration in California and Wisconsin, through Lewis Financial since May 2014.
How many years of experience does Wyatt Lewis have?
Wyatt Lewis has 22 years in the financial industry, since January 2004, across 2 adviser firms.
What exams has Wyatt Lewis passed?
Wyatt Lewis has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2004. FINRA credited Wyatt Lewis with the SIE, which began in October 2018.
Where is Wyatt Lewis based?
Wyatt Lewis’ registered office is in San Luis Obispo, CA.
Is Wyatt Lewis registered with FINRA?
Yes. Wyatt Lewis has a current broker registration, under CRD 4665596.
Source: FINRA BrokerCheck
How can I verify Wyatt Lewis’ record?
Search CRD 4665596 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Wyatt Lewis’ full registration record.