Lewis Financial provides portfolio management for individuals and small businesses.
Lewis Financial reports 255 clients. They include 195 individual clients, 58 high-net-worth individuals and 1 pension or profit-sharing plan. Of its assets, 100.0% ($134M across 255 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $87.3M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 76% | 31% |
| High-net-worth individuals | 23% | 67% |
| Pension and profit-sharing plans | <1% | 1% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 195 | $42M | 31.4% | $215K |
| High-net-worth individuals | 58 | $90M | 67.2% | $1.55M |
| Pension and profit-sharing plans | 1 | $1.5M | 1.1% | $1.5M |
| Corporations and other businesses | 1 | $450K | 0.3% | $450K |
| Total | 255 | $134M | 100% | $525K |
- Clients
- 195
- Regulatory AUM
- $42M
- AUM share
- 31.4%
- Avg. per client
- $215K
- Clients
- 58
- Regulatory AUM
- $90M
- AUM share
- 67.2%
- Avg. per client
- $1.55M
- Clients
- 1
- Regulatory AUM
- $1.5M
- AUM share
- 1.1%
- Avg. per client
- $1.5M
- Clients
- 1
- Regulatory AUM
- $450K
- AUM share
- 0.3%
- Avg. per client
- $450K
Total
- Clients
- 255
- Regulatory AUM
- $134M
- AUM share
- 100%
- Avg. per client
- $525K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Lewis Financial is paid through a percentage of assets under management and hourly charges. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Wyatt Lewis owns 75% or more of Lewis Financial. The leadership team of Lewis Financial includes Chief Compliance Officer Wyatt Lewis. It has 3 employees.
Leadership
Wyatt LewisManaging Member/Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 3 broker-dealer reps
- 3 insurance agents
- Owns 75% or more of Lewis Financial, LLC
Wyatt Lewis
Control person · since June 2023
Lewis Financial’s regulatory assets grew from $108M (June 2025) to $134M (February 2026); clients rose from 194 to 255 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $134M | 255 | 3 | 1 |
| June 2025 | $108M | 194 | 3 | 1 |
Besides its headquarters, Lewis Financial has 0 offices, with 1 listed address in California.
California · 1 listed address
- 3590 Sacramento DR., Ste 140, San Luis ObispoHQ
Contact and registration details
- Legal name
- Lewis Financial, LLC
- Headquarters
- 3590 Sacramento DR., Ste 140, San Luis Obispo, CA 93401
- Website
- lewisfinancialslo.com
- Phone
- 805-548-0900
- SEC file
- 801-132016
- Structure
- California LLC
- Fiscal year end
- December
Lewis Financial uses LPL Financial ($134M) as custodian for its separately managed accounts. Lewis Financial does not have custody of client assets.
- LPL FinancialLPL Financial LLC · Fort Mill, SC · $134M100%
At year end, Lewis Financial’s separately managed accounts were mostly in stocks (65%) and funds (32%).
What the accounts hold
- Stocks65%
- Funds32%
- Cash3%
How many clients does Lewis Financial have?
Lewis Financial has 255 clients and manages $134 million for them, as of February 2026. They include 195 individual clients, 58 high-net-worth individuals and 1 pension or profit-sharing plan.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 February 2026
What services does Lewis Financial offer?
Lewis Financial provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Lewis Financial use?
Lewis Financial’s separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $134M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 February 2026
How many financial advisors does Lewis Financial have?
Lewis Financial has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Lewis Financial invest in?
At the end of its last fiscal year, Lewis Financial’s separately managed accounts held 65% exchange-traded equities, 32% registered funds (mutual funds, ETFs, BDCs) and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Lewis Financial?
Lewis Financial’s direct owner is Wyatt Lewis (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 February 2026
How does Lewis Financial get paid?
Lewis Financial is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Lewis Financial?
Lewis Financial’s main office is at 3590 Sacramento DR., Ste 140, San Luis Obispo, CA 93401. Its phone number is 805-548-0900. Its website is lewisfinancialslo.com.