Winston Gaffron has been an investment adviser representative at Delta Investment Management since July 2020, and is not listed among the firm’s executive officers or direct owners.
Delta Investment Management, LLC is a San Francisco, CA firm with $857M under management, 1,099 clients and 25 advisers across 11 offices, as of its April 2026 filing.
- – present · 6 yearsSan Francisco, CA · Adviser representative · Firm CRD 149596
Investment adviser representative registrations
Winston Gaffron is registered as an investment adviser representative in California, since July 2020.
- CaliforniaSince 6 July 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 May 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Winston Bromley Gaffron
- CRD
- 7273855
- Firm
- Delta Investment Management · CRD 149596
- Office
- 708 Montgomery Street, San Francisco, CA 94111
- Registration
- Investment adviser registration
- In the industry since
- July 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Winston Gaffron work?
Winston Gaffron is an investment adviser representative registered through Delta Investment Management, LLC since July 2020, and is not listed among the firm’s executive officers or direct owners.
Is Winston Gaffron a financial advisor?
Yes. Winston Gaffron has a current investment-adviser registration in California, through Delta Investment Management since July 2020.
How many years of experience does Winston Gaffron have?
Winston Gaffron has 6 years in the financial industry, since July 2020, across 1 adviser firm.
What exams has Winston Gaffron passed?
Winston Gaffron passed the Series 65 in May 2020.
Where is Winston Gaffron based?
Winston Gaffron’s registered office is in San Francisco, CA.
Is Winston Gaffron registered with FINRA?
No. Winston Gaffron has no current broker registration.
How can I verify Winston Gaffron’s record?
Search CRD 7273855 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Winston Gaffron’s full registration record.
