William Thomas has been an investment adviser representative at Secure Asset Management since March 2011, and is not listed among the firm’s executive officers or direct owners.
Secure Asset Management, L.L.C. is a Troy, MI firm with $871M under management, 2,877 clients and 54 advisers across 32 offices, as of its August 2026 filing.
William Thomas’ longest registration is the current one, 15 years at Secure Asset Management since 2011.
- Freshwater Asset Management, LLC– · under a yearUtica, MI · Adviser representative · Firm CRD 296315
- – present · 15 yearsTroy, MI · Adviser representative · Firm CRD 144046
Investment adviser representative registrations
William Thomas is registered as an investment adviser representative in 4 states. The first approvals date from March 2011; the most recent is Indiana, in September 2018.
- IllinoisSince 26 September 2016
- IndianaSince 5 September 2018
- MichiganSince 25 March 2011
- PennsylvaniaSince 31 October 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 21 November 2017 |
| Series 65 | Uniform Investment Adviser Law Examination | 21 July 2010 |
| Series 24 | General Securities Principal Examination | 29 August 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 June 2006 |
| Series 7 | General Securities Representative Examination | 2 March 2006 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William Anthony Thomas
- CRD
- 5091838
- Firm
- Secure Asset Management · CRD 144046
- Office
- 2565 WEST MAPLE RD, Troy, MI 48084
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does William Thomas work?
William Thomas is an investment adviser representative registered through Secure Asset Management, L.L.C. since March 2011, and is not listed among the firm’s executive officers or direct owners.
Is William Thomas a financial advisor?
Yes. William Thomas has a current investment-adviser registration in Illinois, Indiana, Michigan and Pennsylvania, through Secure Asset Management since March 2011.
How many years of experience does William Thomas have?
William Thomas has 20 years in the financial industry, since March 2006, across 2 adviser firms.
What exams has William Thomas passed?
William Thomas has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 65, Series 51 and Series 99TO. The earliest, the Series 7, was passed in March 2006. FINRA credited William Thomas with the SIE, which began in October 2018.
Where is William Thomas based?
William Thomas’ registered office is in Troy, MI.
Is William Thomas registered with FINRA?
Yes. William Thomas has a current broker registration, under CRD 5091838.
Source: FINRA BrokerCheck
How can I verify William Thomas’ record?
Search CRD 5091838 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish William Thomas’ full registration record.