Randall Joseph has been Chief Compliance Officer of Secure Asset Management since May 2019, is a control person of the firm and directly owns under 5% of it.
Secure Asset Management, L.L.C. is a Troy, MI firm with $871M under management, 2,877 clients and 54 advisers across 32 offices, as of its August 2026 filing.
- – present · 14 yearsTroy, MI · Adviser representative · Firm CRD 144046
Investment adviser representative registrations
Randall Joseph is registered as an investment adviser representative in 7 states. The first approvals date from September 2012; the most recent is Florida, in May 2018.
- ArizonaSince 19 October 2016
- ColoradoSince 25 August 2016
- FloridaSince 30 May 2018
- IllinoisSince 26 September 2016
- MichiganSince 20 September 2012
- OhioSince 19 August 2016
- PennsylvaniaSince 31 October 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 7 July 2022 |
| Series 7TO | General Securities Representative Examination | 8 April 2022 |
| SIE | Securities Industry Essentials Examination | 9 July 2021 |
| Series 65 | Uniform Investment Adviser Law Examination | 22 August 2012 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Randall Eli Joseph
- CRD
- 6119477
- Firm
- Secure Asset Management · CRD 144046
- Role
- Chief Compliance Officer
- Office
- 2565 WEST MAPLE RD, Troy, MI 48084
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Randall Joseph work?
Randall Joseph has been Chief Compliance Officer of Secure Asset Management, L.L.C. since May 2019, and is a control person of the firm.
Is Randall Joseph a financial advisor?
Yes. Randall Joseph has a current investment-adviser registration in Arizona, Colorado, Florida, Illinois, Michigan, Ohio and Pennsylvania, through Secure Asset Management since September 2012.
How many years of experience does Randall Joseph have?
Randall Joseph has 14 years in the financial industry, since September 2012, across 1 adviser firm.
What exams has Randall Joseph passed?
Randall Joseph has passed 4 licensing exams: the Series 65, SIE, Series 7TO and Series 63. The earliest, the Series 65, was passed in August 2012.
Where is Randall Joseph based?
Randall Joseph’s registered office is in Troy, MI.
Is Randall Joseph registered with FINRA?
Yes. Randall Joseph has a current broker registration, under CRD 6119477.
Source: FINRA BrokerCheck
How can I verify Randall Joseph’s record?
Search CRD 6119477 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Randall Joseph’s full registration record.