William Root has been an investment adviser representative at Keeler & Nadler Financial Planning and Wealth Management since October 2014, and is not listed among the firm’s executive officers or direct owners.
Keeler & Nadler Financial Planning and Wealth Management, LLC is a Dublin, OH firm with $610M under management, 506 clients and 9 advisers in one office, as of its July 2026 filing.
William Root’s longest registration is the current one, 12 years at Keeler & Nadler Financial Planning and Wealth Management since 2014. Before joining Keeler & Nadler Financial Planning and Wealth Management in 2014, William Root was registered through Cambridge Investment Research Advisors, Inc. and Efg, Inc.
- – present · 12 yearsDublin, OH · Adviser representative · Firm CRD 173079
- Cambridge Investment Research Advisors, Inc.– · 5 yearsDublin, OH · Adviser representative · Firm CRD 134139
- Efg, Inc.– · 5 yearsDublin, OH · Adviser representative · Firm CRD 107091
Investment adviser representative registrations
William Root is registered as an investment adviser representative in Ohio, since October 2014.
- OhioSince 20 October 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 4 December 2009 |
| Series 7 | General Securities Representative Examination | 25 February 2002 |
| Series 66 | Uniform Combined State Law Examination | 18 January 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 November 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- William Keith Root
- CRD
- 3133207
- Firm
- Keeler & Nadler Financial Planning and Wealth Management · CRD 173079
- Office
- 565 METRO PLACE SOUTH, SUITE 280, Dublin, OH 43017
- Registration
- Investment adviser registration
- In the industry since
- January 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does William Root work?
William Root is an investment adviser representative registered through Keeler & Nadler Financial Planning and Wealth Management, LLC since October 2014, and is not listed among the firm’s executive officers or direct owners.
Is William Root a financial advisor?
Yes. William Root has a current investment-adviser registration in Ohio, through Keeler & Nadler Financial Planning and Wealth Management since October 2014.
How many years of experience does William Root have?
William Root has 22 years in the financial industry, since January 2004, across 3 adviser firms.
What exams has William Root passed?
William Root has passed 4 licensing exams: the Series 6, Series 66, Series 7 and Series 24. The earliest, the Series 6, was passed in November 1998. FINRA credited William Root with the SIE, which began in October 2018.
Where did William Root work before Keeler & Nadler Financial Planning and Wealth Management?
Before Keeler & Nadler Financial Planning and Wealth Management, William Root was registered through Efg, Inc., January 2004 to December 2009.
Where is William Root based?
William Root’s registered office is in Dublin, OH.
Is William Root registered with FINRA?
No. William Root has no current broker registration.
How can I verify William Root’s record?
Search CRD 3133207 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Root’s full registration record.
