Andrew Keeler has been President, Chief Compliance Officer and Manager of Keeler & Nadler Financial Planning and Wealth Management since September 2014, is a control person of the firm and directly owns under 5% of it.
Keeler & Nadler Financial Planning and Wealth Management, LLC is a Dublin, OH firm with $610M under management, 506 clients and 9 advisers in one office, as of its July 2026 filing.
Andrew Keeler’s longest registration is the current one, 12 years at Keeler & Nadler Financial Planning and Wealth Management since 2014. Before joining Keeler & Nadler Financial Planning and Wealth Management in 2014, Andrew Keeler was registered through Cambridge Investment Research Advisors, Inc. and Efg, Inc.
- – present · 12 yearsDublin, OH · Adviser representative · Firm CRD 173079
- Cambridge Investment Research Advisors, Inc.– · 5 yearsDublin, OH · Adviser representative · Firm CRD 134139
- Efg, Inc.– · 6 yearsDublin, OH · Adviser representative · Firm CRD 107091
Investment adviser representative registrations
Andrew Keeler is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in October 2014.
- OhioSince 14 October 2014
- TexasResidentSince 14 October 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 8 August 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 June 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 August 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Andrew Paul Keeler
- CRD
- 2519150
- Firm
- Keeler & Nadler Financial Planning and Wealth Management · CRD 173079
- Role
- President, Chief Compliance Officer and Manager
- Office
- 565 METRO PLACE SOUTH, SUITE 280, Dublin, OH 43017
- Registration
- Investment adviser registration
- In the industry since
- September 1994
- Disciplinary history
- Not yet shown here · SEC record
Where does Andrew Keeler work?
Andrew Keeler has been President, Chief Compliance Officer and Manager of Keeler & Nadler Financial Planning and Wealth Management, LLC since September 2014, and is a control person of the firm.
Is Andrew Keeler a financial advisor?
Yes. Andrew Keeler has a current investment-adviser registration in Ohio and Texas, through Keeler & Nadler Financial Planning and Wealth Management since October 2014.
How many years of experience does Andrew Keeler have?
Andrew Keeler has 32 years in the financial industry, since September 1994, across 3 adviser firms.
What exams has Andrew Keeler passed?
Andrew Keeler has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in August 1994. FINRA credited Andrew Keeler with the SIE, which began in October 2018.
Where did Andrew Keeler work before Keeler & Nadler Financial Planning and Wealth Management?
Before Keeler & Nadler Financial Planning and Wealth Management, Andrew Keeler was registered through Efg, Inc., January 2003 to December 2009.
Where is Andrew Keeler based?
Andrew Keeler’s registered office is in Dublin, OH.
Is Andrew Keeler registered with FINRA?
No. Andrew Keeler has no current broker registration.
How can I verify Andrew Keeler’s record?
Search CRD 2519150 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Keeler’s full registration record.
