Niva WealthLet’s talk

William Mckinney

Chief Compliance Officer at HB Wealth Management

Investment adviser registrationAtlanta, GASEC record checked 18 October 2026

19
Years in the industry
3
Years at the firm
4
Adviser firms
1
State registrations

IAPD record retrieved 18 October 2026SEC record

William Mckinney is Chief Compliance Officer of HB Wealth Management, LLC, a Atlanta investment adviser managing $30.2B. William Mckinney has been registered through HB Wealth Management since 17 November 2022, has 19 years in the industry across 4 firms and has passed 7 licensing exams.

Role at HB Wealth Management

Title on Schedule A
Chief Compliance Officer
Control
William Mckinney is a control person of HB Wealth Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
William Mckinney has held the filed role since October 2022.

The firm

HB Wealth Management, LLC
Atlanta, GA

Form ADV filed 3 September 2026

$30.2B AUM5,459 clients152 advisers12 offices

Career on record

William Mckinney has been registered through HB Wealth Management since November 2022, and before that through Gratus Capital, LLC, Rsm Us Wealth Management LLC and Cetera Advisor Networks LLC.

Firms and exams, newest first
  1. Hb WealthCurrent
    – present · 4 years
    Atlanta, GA · Adviser representative · Firm CRD 316731
  2. Gratus Capital, LLC
    – · 3 years
    Atlanta, GA · Adviser representative · Firm CRD 173627
  3. Rsm Us Wealth Management LLC
    – · 2 years
    Charlotte, NC · Adviser representative · Firm CRD 111221
  4. Passed SIE · 2017
  5. Passed Series 53 · 2012
  6. Cetera Advisor Networks LLC
    – · 5 years
    Charlotte, NC · Adviser representative · Firm CRD 13572
  7. Passed Series 51 · 2011
  8. Passed Series 65 and Series 24 · 2010
  9. Passed Series 7 and Series 63 · 2005

Registrations and exams

William Mckinney has a current investment-adviser registration in Georgia and has passed 7 qualifying exams.

Georgia17 November 2022
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6520 October 2010
Name
Uniform Investment Adviser Law Examination
Series 6312 August 2005
Name
Uniform Securities Agent State Law Examination
Series 5319 June 2012
Name
Municipal Securities Principal Examination
Series 518 April 2011
Name
Municipal Fund Securities Principal Examination
Series 2413 December 2010
Name
General Securities Principal Examination
SIE24 February 2017
Name
Securities Industry Essentials Examination
Series 75 July 2005
Name
General Securities Representative Examination

Individual record

Full name
William Travis Mckinney
CRD
4955347
Firm
HB Wealth Management, LLC
Registration status
Investment adviser registration
Office
3550 LENOX RD NE, SUITE 2700, Atlanta, GA 30326

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does William Mckinney work?

William Mckinney has been Chief Compliance Officer of HB Wealth Management, LLC since October 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 3 September 2026

Is William Mckinney a financial advisor?

Yes. William Mckinney has a current investment-adviser registration in Georgia, through HB Wealth Management since November 2022, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does William Mckinney have?

William Mckinney has worked in the financial industry for 19 years as of 18 October 2026, counted from 24 April 2007, across 4 adviser firms.

Source: IAPD individual record, checked 18 October 2026

What exams has William Mckinney passed?

William Mckinney has passed 7 licensing exams: the Series 7, Series 63, Series 65, Series 24, Series 51, Series 53 and SIE. The earliest, the Series 7, was passed in July 2005.

Source: IAPD individual record, checked 18 October 2026

Where did William Mckinney work before HB Wealth Management?

Before HB Wealth Management, William Mckinney was registered through Gratus Capital, LLC, August 2019 to September 2022; Rsm Us Wealth Management LLC, March 2017 to April 2019; Cetera Advisor Networks LLC, November 2011 to February 2017.

Source: IAPD individual record, checked 18 October 2026

Where is William Mckinney based?

William Mckinney’s registered office is in Atlanta, GA.

Source: IAPD individual record, checked 18 October 2026

Leadership at HB Wealth Management

Sources

  1. IAPD individual record, CRD 4955347. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of HB Wealth Management, LLC, filed 3 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with William Mckinney or HB Wealth Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.