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James Hennessy

Chief Financial Officer at HB Wealth Management

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
1
Licensing exams

IAPD record retrieved 18 October 2026SEC record

James Hennessy is Chief Financial Officer of HB Wealth Management, LLC, a Atlanta investment adviser managing $30.2B. James Hennessy has passed the Series 27.

Role at HB Wealth Management

Title on Schedule A
Chief Financial Officer
Control
James Hennessy is a control person of HB Wealth Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
James Hennessy has held the filed role since September 2021.

The firm

HB Wealth Management, LLC
Atlanta, GA

Form ADV filed 3 September 2026

$30.2B AUM5,459 clients152 advisers12 offices

Career on record

Firms and exams, newest first
  1. Passed Series 27 · 2018

Registrations and exams

No current adviser or broker registration. James Hennessy has passed 1 qualifying exam.

Examinations

Series 2713 March 2018
Name
Financial and Operations Principal Examination

Individual record

Full name
James Joseph Hennessy
CRD
6903730
Firm
HB Wealth Management, LLC
Registration status
No current adviser or broker registration
Firm bio
hbwealth.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

HB Wealth identifies Jamie Hennessy as chief financial officer and says he joined the firm in 2021. Official firm biography

Education

Common questions

Where does James Hennessy work?

James Hennessy has been Chief Financial Officer of HB Wealth Management, LLC since September 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 3 September 2026

Does James Hennessy have a current investment-adviser registration?

James Hennessy has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has James Hennessy passed?

James Hennessy passed the Series 27 in March 2018.

Source: IAPD individual record, checked 18 October 2026

Leadership at HB Wealth Management

Sources

  1. IAPD individual record, CRD 6903730. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of HB Wealth Management, LLC, filed 3 September 2026. Title, control and ownership bands.
  3. HB Wealth Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with James Hennessy or HB Wealth Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.