Role at Nicola Wealth Management
- Title on Schedule A
- Chief Investment Officer
- Control
- William John is a control person of Nicola Wealth Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- William John has held the filed role since September 2026.
The firm
Form ADV filed 9 September 2026
Career on record
The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Registrations and exams
Individual registration and examination information for William John is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- William John
- CRD
- 4230642
- Record basis
- Form ADV officer listing
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does William John work?
William John has been Chief Investment Officer of Nicola Wealth Management LTD. since September 2026, and is a control person of the firm.
Leadership at Nicola Wealth Management
- Christopher NicolaChief Executive Officer and Director
- David SungExecutive Vice Chair of the Board and President of Institutional
- David PosterChief Financial Officer and Director
- Abigail Coman-WalkerChief Operating Officer
- Richard ChenChief Compliance Officer
- Jamie DuncanDirector
- Paul HollandsDirector
- John NicolaFounder, Executive Chair and Wealth Advisor
- Carrie RussellDirector
- Thomas ShepanskyDirector
- Anne ThomasDirector