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David Sung

Executive Vice Chair of the Board and President of Institutional at Nicola Wealth Management

Officer record from the firm’s Form ADVForm ADV filed 9 September 2026

David Sung is Executive Vice Chair of the Board and President of Institutional of Nicola Wealth Management LTD., a Vancouver investment adviser.

Role at Nicola Wealth Management

Title on Schedule A
Executive Vice Chair of the Board and President of Institutional
Control
David Sung is a control person of Nicola Wealth Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
David Sung has held the filed role since September 2024.

The firm

Nicola Wealth Management LTD.
Vancouver,

Form ADV filed 9 September 2026

$11B AUM6,718 clients217 advisers7 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for David Sung is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
David Sung
CRD
7272140
Firm
Nicola Wealth Management LTD.
Record basis
Form ADV officer listing
Firm bio
nicolawealth.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Nicola Wealth says David Sung leads institutional partnerships and offerings; before joining, he started Waterstreet Wealth Management, which merged with Nicola Wealth in 2004. Official firm biography

Education

Credentials and memberships

Common questions

Where does David Sung work?

David Sung has been Executive Vice Chair of the Board and President of Institutional of Nicola Wealth Management LTD. since September 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 9 September 2026

Is David Sung a CFP?

Nicola Wealth Management lists David Sung with the CFP credential (“Certified Financial Planner (CFP®)”) on its website. CFP Board confirms certification status.

Source: Official firm biography

Leadership at Nicola Wealth Management

Sources

  1. IAPD individual lookup, CRD 7272140. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Nicola Wealth Management LTD., filed 9 September 2026. Title, control and ownership bands.
  3. Nicola Wealth Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with David Sung or Nicola Wealth Management LTD. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.