William Gabrielsen has been an investment adviser representative at Compass Financial Management since April 2025, and is not listed among the firm’s executive officers or direct owners.
Compass Financial Management LLC is a Tampa, FL firm with $894M under management, 2,228 clients and 31 advisers across 37 offices, as of its May 2026 filing.
William Gabrielsen’s longest registration is the current one, 1 year at Compass Financial Management since 2025. Before joining Compass Financial Management in 2025, William Gabrielsen was registered through DST Wealth Management LLC and LPL Financial LLC.
- – present · 1 yearBiddeford, ME · Adviser representative · Firm CRD 156345
- DST Wealth Management LLC– · under a yearBiddeford, ME · Adviser representative · Firm CRD 302110
- LPL Financial LLC– · under a yearBiddeford, ME · Adviser representative · Firm CRD 6413
- Key Investment Services LLC– · 1 yearSaco, ME · Adviser representative · Firm CRD 136300
Investment adviser representative registrations
William Gabrielsen is registered as an investment adviser representative in Maine, since April 2025.
- MaineSince 4 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 10 December 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 11 April 2011 |
| Series 7 | General Securities Representative Examination | 1 May 2008 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 26 July 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 November 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 October 1998 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- William Christian Gabrielsen
- CRD
- 3140671
- Firm
- Compass Financial Management · CRD 156345
- Office
- Biddeford, ME
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does William Gabrielsen work?
William Gabrielsen is an investment adviser representative registered through Compass Financial Management LLC since April 2025, and is not listed among the firm’s executive officers or direct owners.
Is William Gabrielsen a financial advisor?
Yes. William Gabrielsen has a current investment-adviser registration in Maine, through Compass Financial Management since April 2025.
How many years of experience does William Gabrielsen have?
William Gabrielsen has 25 years in the financial industry, since September 2001, across 4 adviser firms.
What exams has William Gabrielsen passed?
William Gabrielsen has passed 6 licensing exams: the Series 6, Series 63, Series 26, Series 7, Series 24 and Series 66. The earliest, the Series 6, was passed in October 1998. FINRA credited William Gabrielsen with the SIE, which began in October 2018.
Where did William Gabrielsen work before Compass Financial Management?
Before Compass Financial Management, William Gabrielsen was registered through LPL Financial LLC, March 2024 to October 2024; Key Investment Services LLC, December 2022 to January 2024.
Where is William Gabrielsen based?
William Gabrielsen’s registered office is in Biddeford, ME.
Is William Gabrielsen registered with FINRA?
Yes. William Gabrielsen has a current broker registration, under CRD 3140671.
Source: FINRA BrokerCheck
How can I verify William Gabrielsen’s record?
Search CRD 3140671 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish William Gabrielsen’s full registration record.
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