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William Fick

Investment adviser representative at Financial Life Planners in Tempe, AZ

Investment adviser registrationUpdated

William Fick is an investment adviser representative at Financial Life Planners LLC, an investment adviser managing $208M, and works from its Tempe, AZ office. William Fick has been registered through Financial Life Planners since 25 March 2024, has 2 years in the industry across 1 firm and has passed the Series 65.

2
Years in industry
2
Years at firm
1
Adviser firms
3
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

William Fick has been an investment adviser representative at Financial Life Planners since March 2024, and is not listed among the firm’s executive officers or direct owners.

Financial Life Planners LLC is a Tempe, AZ firm with $208M under management, 298 clients and 3 advisers across 2 offices, as of its March 2026 filing.

  1. Financial Life PlannersCurrent
    – present · 2 years
    Tempe, AZ · Adviser representative · Firm CRD 129415

Credentials and registrations

Investment adviser representative registrations

William Fick is registered as an investment adviser representative in 3 states. The first approvals date from March 2024; the most recent is Arizona, in April 2024.

  • ArizonaSince 19 April 2024
  • CaliforniaSince 25 March 2024
  • TexasSince 25 March 2024

Examinations

Series 659 March 2024
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
William Matthew Fick
CRD
7783706
Firm
Financial Life Planners · CRD 129415
Office
2151 E BROADWAY, SUITE 203, Tempe, AZ 85282
Registration
Investment adviser registration
In the industry since
March 2024
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does William Fick work?

William Fick is an investment adviser representative registered through Financial Life Planners LLC since March 2024, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is William Fick a financial advisor?

Yes. William Fick has a current investment-adviser registration in Arizona, California and Texas, through Financial Life Planners since March 2024.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does William Fick have?

William Fick has 2 years in the financial industry, since March 2024, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has William Fick passed?

William Fick passed the Series 65 in March 2024.

Source: IAPD individual record, checked 22 October 2026

Where is William Fick based?

William Fick’s registered office is in Tempe, AZ.

Source: IAPD individual record, checked 22 October 2026

Is William Fick registered with FINRA?

No. William Fick has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify William Fick’s record?

Search CRD 7783706 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Fick’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Financial Life Planners

Sources

  1. IAPD individual record, CRD 7783706, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Financial Life Planners LLC, filed 30 March 2026. Executive officers and direct owners; this person is not among them.
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