Cynthia Fick has been Owner/President of Financial Life Planners since November 2003, is a control person of the firm and directly owns between 50% and 75% of it. Cynthia Fick holds a Bachelor’s degree in business from Arizona State University.
Financial Life Planners LLC is a Tempe, AZ firm with $208M under management, 298 clients and 3 advisers across 2 offices, as of its March 2026 filing.
Cynthia Fick is Founder and Senior Partner of Financial Life Planners. She is an Investment Advisor Representative with almost 30 years of experience in finance and investing. She and the firm help individuals, couples and small groups through the firm's Six Stage Process, which includes a Life Empowerment Plan along with a Plan of Action. With Gina Giachetti Wight she hosts the podcast Financial Life Planning with Cynthia & Gina.
Cynthia Fick’s longest registration is the current one, 22 years at Financial Life Planners since 2004. Before joining Financial Life Planners in 2004, Cynthia Fick was registered through Commonwealth Financial Network.
- Financial Life PlannersCurrent– present · 22 yearsTempe, AZ · Adviser representative · Firm CRD 129415
- Commonwealth Financial Network– · under a yearChandler, AZ · Adviser representative · Firm CRD 8032
Investment adviser representative registrations
Cynthia Fick is registered as an investment adviser representative in 3 states. The first approvals date from January 2004; the most recent is Texas, in July 2022.
- ArizonaSince 2 January 2004
- CaliforniaSince 25 May 2022
- TexasSince 8 July 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 5 May 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 28 June 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 April 1987 |
| Series 7 | General Securities Representative Examination | 21 March 1987 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Cynthia Kay Fick
- CRD
- 1643732
- Firm
- Financial Life Planners · CRD 129415
- Role
- Owner/President
- Office
- 2151 E BROADWAY, SUITE 203, Tempe, AZ 85282
- Registration
- Investment adviser registration
- In the industry since
- June 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- financiallifeplanners.com
Where does Cynthia Fick work?
Cynthia Fick has been Owner/President of Financial Life Planners LLC since November 2003, and is a control person of the firm.
Is Cynthia Fick a financial advisor?
Yes. Cynthia Fick has a current investment-adviser registration in Arizona, California and Texas, through Financial Life Planners since January 2004.
How many years of experience does Cynthia Fick have?
Cynthia Fick has 23 years in the financial industry, since June 2003, across 2 adviser firms.
What exams has Cynthia Fick passed?
Cynthia Fick has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 66. The earliest, the Series 7, was passed in March 1987.
Where did Cynthia Fick work before Financial Life Planners?
Before Financial Life Planners, Cynthia Fick was registered through Commonwealth Financial Network, May 2003 to December 2003.
Where is Cynthia Fick based?
Cynthia Fick’s registered office is in Tempe, AZ.
Is Cynthia Fick registered with FINRA?
No. Cynthia Fick has no current broker registration.
How can I verify Cynthia Fick’s record?
Search CRD 1643732 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Cynthia Fick’s full registration record.
- Janet MesserChief Compliance Officer
- Gina WightPartner/Co-Owner