William Davis has been Chief Operations Officer of Forum Financial Management since January 2019, is a control person of the firm and directly owns under 5% of it. William Davis holds a Master's degree in business administration with a concentration in finance from DePaul University and a Bachelor's degree in finance from Indiana University.
Forum Financial Management, LP is a Lombard, IL firm with $8.69B under management, 5,841 clients and 94 advisers across 60 offices, as of its September 2026 filing.
Mac Davis is Chief Operating Officer of Forum Financial Management, based in Lombard. He joined Forum in 2015 and leads its Operations team, which carries out daily trading operations and manages accounts for advisor firms. Before joining Forum, he worked as a project manager and sales representative in the construction industry.
- – present · 7 yearsLombard, IL · Adviser representative · Firm CRD 145706
Professional designations
Listed by Forum Financial Management
- CFP®
Investment adviser representative registrations
William Davis is registered as an investment adviser representative in Illinois, since February 2019.
- IllinoisSince 25 February 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 October 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- William Mackenzie Davis
- CRD
- 7076629
- Firm
- Forum Financial Management · CRD 145706
- Role
- Chief Operations Officer
- Office
- 1900 SOUTH HIGHLAND AVENUE, SUITE 100, Lombard, IL 60148
- Registration
- Investment adviser registration
- In the industry since
- February 2019
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- forumfinancial.com
Where does William Davis work?
William Davis has been Chief Operations Officer of Forum Financial Management, LP since January 2019, and is a control person of the firm.
Is William Davis a financial advisor?
Yes. William Davis has a current investment-adviser registration in Illinois, through Forum Financial Management since February 2019.
How many years of experience does William Davis have?
William Davis has 7 years in the financial industry, since February 2019, across 1 adviser firm.
What exams has William Davis passed?
William Davis passed the Series 65 in October 2018.
Where is William Davis based?
William Davis’ registered office is in Lombard, IL.
Is William Davis registered with FINRA?
No. William Davis has no current broker registration.
Is William Davis a CFP?
Forum Financial Management lists William Davis with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify William Davis’ record?
Search CRD 7076629 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Davis’ full registration record.
