Allison Tronnes is a control person of Forum Financial Management and directly owns under 5% of it. Allison Tronnes holds a Bachelor's degree in business administration and Economics from Elmhurst College.
Forum Financial Management is an investment adviser based in Lombard, IL, registered with the SEC since 2009. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and other investment advisers. Its regulatory assets under management total $8.69 billion, as filed on 14 September 2026. Its fees, ownership and offices are on the firm’s profile.
Allison Tronnes is Chief Compliance Officer of Forum Financial Management, based in Lombard. She joined Forum in 2001 and oversees the firm's compliance program, ensuring its policies and procedures are in line with industry rules and regulations. She has also worked in client service, marketing and advisor onboarding at Forum.
Professional designations
Listed by Forum Financial Management
- IACCP®
- CRD
- 3240451
- Firm
- Forum Financial Management · CRD 145706
- Role
- Chief Compliance Officer
- In role since
- January 2019 · 7 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Lombard, IL
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- forumfinancial.com
Where does Allison Tronnes work?
Allison Tronnes has been Chief Compliance Officer of Forum Financial Management, LP since January 2019, and is a control person of the firm.
How can I verify Allison Tronnes’ record?
Allison Tronnes’ role is listed on Forum Financial Management, LP’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 145706.
