Jonathan Rogers has been Co-Managing Partner & Co-Chief Investment Officer of Forum Financial Management since January 2012, is a control person of the firm and directly owns under 5% of it. Jonathan Rogers holds a BBA in finance from The University of Texas, a BA in Plan II Honors from The University of Texas and an MBA from The University of Chicago Booth School of Business.
Forum Financial Management, LP is a Lombard, IL firm with $8.69B under management, 5,841 clients and 94 advisers across 60 offices, as of its September 2026 filing.
Jonathan Rogers is Co-Managing Partner of Forum Financial Management. As a financial planner and wealth manager, he collaborates with leaders across the partnership and its management team. He previously worked for Dimensional Fund Advisors (DFA) in its financial advisor services group.
Jonathan Rogers’ longest registration is the current one, 14 years at Forum Financial Management since 2012. Before joining Forum Financial Management in 2012, Jonathan Rogers was registered through Dimensional Fund Advisors LP.
- – present · 14 yearsLombard, IL · Adviser representative · Firm CRD 145706
- Dimensional Fund Advisors LP– · 4 yearsAustin, TX · Adviser representative · Firm CRD 106482
Professional designations
Listed by Forum Financial Management
- CFP®
Investment adviser representative registrations
Jonathan Rogers is registered as an investment adviser representative in 2 states. The first approvals date from February 2012; the most recent is Texas, in February 2013.
- IllinoisSince 2 February 2012
- TexasSince 27 February 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 15 May 2007 |
| Series 7 | General Securities Representative Examination | 5 April 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jonathan Marichal Rogers
- CRD
- 5307693
- Firm
- Forum Financial Management · CRD 145706
- Role
- Co-Managing Partner & Co-Chief Investment Officer
- Office
- 1900 SOUTH HIGHLAND AVENUE, SUITE 100, Lombard, IL 60148
- Registration
- Investment adviser registration
- In the industry since
- August 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- forumfinancial.com
Where does Jonathan Rogers work?
Jonathan Rogers has been Co-Managing Partner & Co-Chief Investment Officer of Forum Financial Management, LP since January 2012, and is a control person of the firm.
Is Jonathan Rogers a financial advisor?
Yes. Jonathan Rogers has a current investment-adviser registration in Illinois and Texas, through Forum Financial Management since February 2012.
How many years of experience does Jonathan Rogers have?
Jonathan Rogers has 19 years in the financial industry, since August 2007, across 2 adviser firms.
What exams has Jonathan Rogers passed?
Jonathan Rogers has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2007.
Where did Jonathan Rogers work before Forum Financial Management?
Before Forum Financial Management, Jonathan Rogers was registered through Dimensional Fund Advisors LP, May 2007 to November 2011.
Where is Jonathan Rogers based?
Jonathan Rogers’ registered office is in Lombard, IL.
Is Jonathan Rogers registered with FINRA?
No. Jonathan Rogers has no current broker registration.
Is Jonathan Rogers a CFP?
Forum Financial Management lists Jonathan Rogers with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Jonathan Rogers’ record?
Search CRD 5307693 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jonathan Rogers’ full registration record.
